# Advisory Investor Services LLC

> Advisory Investor Services LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.

- CRD: 173134
- Filed as: ADVISORY INVESTOR SERVICES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: July 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173134
- AdvisorCensus page: https://advisorcensus.com/firm/advisory-investor-services-llc-miami-fl-173134

## Quick answers

**How is Advisory Investor Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Advisory Investor Services LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Advisory Investor Services LLC located?**
Advisory Investor Services LLC's principal office is in Miami, FL, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Advisory Investor Services LLC registered with the SEC or a state?**
Advisory Investor Services LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 173134.

**How much does Advisory Investor Services LLC manage?**
Advisory Investor Services LLC reports $209,858,162 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (73% discretionary).

**How have Advisory Investor Services LLC's assets and staff changed since 2022?**
In the Form ADV data for Advisory Investor Services LLC: Regulatory assets under management: $203,098,147 in the October 2022 data and $209,858,162 in the October 2026 data, up 3%. Total employees: 14 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Advisory Investor Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); other (58); high net worth individuals (44).

**Which custodians does Advisory Investor Services LLC use?**
Advisory Investor Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Advisory Investor Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173134

**Does Advisory Investor Services LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 6, 2026 says: "The minimum dollar value for establish ing an Account is generally $ 1,000,000. Initial investments of a lesser amount may be accepted at Adviser’s discretion."

**What changed in Advisory Investor Services LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $181,222,912 to $209,858,162 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated July 6, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The minimum dollar value for establish ing an Account is generally $ 1,000,000. Initial investments of a lesser amount may be accepted at Adviser’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $209,858,162
- Discretionary: $153,793,834
- Non-discretionary: $56,064,328

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $31,512,935 |
| High net worth individuals | 44 | $32,528,347 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 58 | $145,816,880 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 12 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- advisoryinvestorservices.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $203,098,147 | 14 | August 2, 2022 |
| October 2023 | $166,288,353 | 14 | May 31, 2023 |
| October 2024 | $194,690,849 | 15 | February 16, 2024 |
| October 2025 | $181,222,912 | 11 | April 17, 2025 |
| October 2026 | $209,858,162 | 12 | July 6, 2026 |

Regulatory assets under management: $203,098,147 in the October 2022 data and $209,858,162 in the October 2026 data, up 3%.
Total employees: 14 in October 2022 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $181,222,912 to $209,858,162 (+16%).

### January 2026
- No longer registered or notice-filed in NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Advisory Investor Services LLC (CRD 173134): Form ADV filing data as of October 2026.