# Adviceone Advisory Services, LLC

> Adviceone Advisory Services, LLC is an SEC-registered investment advisory firm in Glastonbury, CT, registered since 2003, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 111614
- Filed as: ADVICEONE ADVISORY SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glastonbury, CT
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111614
- AdvisorCensus page: https://advisorcensus.com/firm/adviceone-advisory-services-llc-glastonbury-ct-111614

## Quick answers

**How is Adviceone Advisory Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Adviceone Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Adviceone Advisory Services, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Adviceone Advisory Services, LLC located?**
Adviceone Advisory Services, LLC's principal office is in Glastonbury, CT, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Adviceone Advisory Services, LLC registered with the SEC or a state?**
Adviceone Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 111614.

**How much does Adviceone Advisory Services, LLC manage?**
Adviceone Advisory Services, LLC reports $2,045,736,720 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (100% discretionary).

**How have Adviceone Advisory Services, LLC's assets and staff changed since 2021?**
In the Form ADV data for Adviceone Advisory Services, LLC: Regulatory assets under management: $1,074,024,830 in the October 2021 data and $2,045,736,720 in the October 2026 data, up 90%. Total employees: 36 in October 2021 and 56 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Adviceone Advisory Services, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (783); individuals (other than high net worth individuals) (666).

**Which custodians does Adviceone Advisory Services, LLC use?**
Adviceone Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Adviceone Advisory Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111614

**Does Adviceone Advisory Services, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "We require a minimum balance of $25,000 to open an account, although some accounts of lesser size may be accepted at our discretion."

**What changed in Adviceone Advisory Services, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in ID.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Portfolio management services described in Item 4 above, fees charged a maximum annual fee of 2.00% based on several factors, including the level of assets to be managed, the complexity of the services to be provided, and the overall relationship with us.

- Account minimum: $25,000 (the brochure says it may be waived or negotiated)

> We require a minimum balance of $25,000 to open an account, although some accounts of lesser size may be accepted at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,045,736,720
- Discretionary: $2,045,736,720
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 666 | $230,854,539 |
| High net worth individuals | 783 | $1,810,789,592 |
| Charitable organizations | Fewer than 5 | $4,092,589 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 56 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, MA, MD, ME, MO, NC, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Charlotte, NC
- Independence, OH
- Rockford, IL

### Websites listed on Form ADV (Item 1.I)
- adviceoneretirement.com
- LinkedIn @adviceone-llc
- YouTube @AdviceOneRetirement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,074,024,830 | 36 | September 1, 2021 |
| October 2022 | $1,299,488,224 | 44 | September 27, 2022 |
| October 2023 | $1,147,578,487 | 44 | May 3, 2023 |
| October 2024 | $1,371,176,097 | 46 | March 26, 2024 |
| October 2025 | $1,662,203,424 | 55 | March 25, 2025 |
| October 2026 | $2,045,736,720 | 56 | July 17, 2026 |

Regulatory assets under management: $1,074,024,830 in the October 2021 data and $2,045,736,720 in the October 2026 data, up 90%.
Total employees: 36 in October 2021 and 56 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in ID.

### April 2026
- Employees performing advisory functions went from 17 to 14.
- Regulatory assets under management went from $1,662,203,424 to $2,045,736,720 (+23%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Adviceone Advisory Services, LLC (CRD 111614): Form ADV filing data as of October 2026.