# Advent Capital Strategies, LLC

> Advent Capital Strategies, LLC is a state-registered investment advisory firm in Port Orchard, WA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.

- CRD: 323372
- Filed as: ADVENT CAPITAL STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Port Orchard, WA
- Filing period: October 2026
- Form ADV filing dated: June 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323372
- AdvisorCensus page: https://advisorcensus.com/firm/advent-capital-strategies-llc-port-orchard-wa-323372

## Quick answers

**How is Advent Capital Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Advent Capital Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Advent Capital Strategies, LLC located?**
Advent Capital Strategies, LLC's principal office is in Port Orchard, WA, according to its Form ADV.

**Is Advent Capital Strategies, LLC registered with the SEC or a state?**
Advent Capital Strategies, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323372.

**How much does Advent Capital Strategies, LLC manage?**
Advent Capital Strategies, LLC reports $5,643,811 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (95% discretionary).

**What types of clients does Advent Capital Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33).

**Does Advent Capital Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323372

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $5,643,811
- Discretionary: $5,347,546
- Non-discretionary: $296,265

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $5,643,811 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- adventcapitalstrategies.com
- LinkedIn @advent-capital-strategies-llc
- YouTube @adventcapitalstrategies

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Advent Capital Strategies, LLC (CRD 323372): Form ADV filing data as of October 2026.