# Advent Capital LLC

> Advent Capital LLC is a state-registered investment advisory firm in Roseville, CA, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 165348
- Filed as: ADVENT CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Roseville, CA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165348
- AdvisorCensus page: https://advisorcensus.com/firm/advent-capital-llc-roseville-ca-165348

## Quick answers

**How is Advent Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Advent Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Advent Capital LLC located?**
Advent Capital LLC's principal office is in Roseville, CA, according to its Form ADV.

**Is Advent Capital LLC registered with the SEC or a state?**
Advent Capital LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165348.

**How much does Advent Capital LLC manage?**
Advent Capital LLC reports $66,551,027 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**What types of clients does Advent Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (97); high net worth individuals (11).

**Does Advent Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165348

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $66,551,027
- Discretionary: $66,551,027
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 97 | $47,890,780 |
| High net worth individuals | 11 | $18,660,247 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- advent-capital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Advent Capital LLC (CRD 165348): Form ADV filing data as of October 2026.