# Advantage Financial Services, Inc. > Advantage Financial Services, Inc. is a state-registered investment advisory firm in Littleton, CO, registered since 2001, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 4, 2026. - CRD: 113549 - Filed as: ADVANTAGE FINANCIAL SERVICES, INC. - Registration: State-registered investment adviser (status as filed: APPROVED) - Location: Littleton, CO - Filing period: October 2026 - Form ADV filing dated: March 4, 2026 - Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113549 - AdvisorCensus page: https://advisorcensus.com/firm/advantage-financial-services-inc-littleton-co-113549 ## Quick answers **How is Advantage Financial Services, Inc. compensated?** On its Form ADV (Item 5.E, October 2026), Advantage Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure. **Where is Advantage Financial Services, Inc. located?** Advantage Financial Services, Inc.'s principal office is in Littleton, CO, according to its Form ADV. **Is Advantage Financial Services, Inc. registered with the SEC or a state?** Advantage Financial Services, Inc. is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 113549. **How much does Advantage Financial Services, Inc. manage?** Advantage Financial Services, Inc. reports $12,500,515 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (6% discretionary). **What types of clients does Advantage Financial Services, Inc. serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (27); pension and profit sharing plans (but not the plan participants or government pension plans) (8); individuals (other than high net worth individuals) (4). **Does Advantage Financial Services, Inc. report any disciplinary disclosures?** Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113549 ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges ### Regulatory assets under management (Item 5.F) - Total: $12,500,515 - Discretionary: $727,713 - Non-discretionary: $11,772,802 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 4 | $727,713 | | High net worth individuals | 27 | $6,678,923 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $5,093,879 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Pension consulting services ### Firm details - Registered since: 2001 (25 years) - Employees: 1 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CO - Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical? - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113549 ### Websites listed on Form ADV (Item 1.I) - [advantagefinancialservicesinc.com](https://advantagefinancialservicesinc.com) ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Advantage Financial Services, Inc. (CRD 113549): Form ADV filing data as of October 2026.