# Advanced Planning, Inc.

> Advanced Planning, Inc. is a state-registered investment advisory firm in Greenville, SC, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 158753
- Filed as: ADVANCED PLANNING, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Greenville, SC
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/158753
- AdvisorCensus page: https://advisorcensus.com/firm/advanced-planning-inc-greenville-sc-158753

## Quick answers

**How is Advanced Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Advanced Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Advanced Planning, Inc. located?**
Advanced Planning, Inc.'s principal office is in Greenville, SC, according to its Form ADV.

**Is Advanced Planning, Inc. registered with the SEC or a state?**
Advanced Planning, Inc. is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 158753.

**How much does Advanced Planning, Inc. manage?**
Advanced Planning, Inc. reports $48,775,021 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (91% discretionary).

**What types of clients does Advanced Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (141); high net worth individuals (23).

**Does Advanced Planning, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158753

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $48,775,021
- Discretionary: $44,465,925
- Non-discretionary: $4,309,096

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 141 | $26,524,580 |
| High net worth individuals | 23 | $22,250,441 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158753

### Websites listed on Form ADV (Item 1.I)
- advancedplanning.net
- LinkedIn @DAN-CARSON-678698A

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Advanced Planning, Inc. (CRD 158753): Form ADV filing data as of October 2026.