# Advanced Asset Management Advisors, Inc.

> Advanced Asset Management Advisors, Inc. is an SEC-registered investment advisory firm in Dublin, OH, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 119859
- Filed as: ADVANCED ASSET MANAGEMENT ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dublin, OH
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/119859
- AdvisorCensus page: https://advisorcensus.com/firm/advanced-asset-management-advisors-inc-dublin-oh-119859

## Quick answers

**How is Advanced Asset Management Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Advanced Asset Management Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Advanced Asset Management Advisors, Inc. located?**
Advanced Asset Management Advisors, Inc.'s principal office is in Dublin, OH, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Advanced Asset Management Advisors, Inc. registered with the SEC or a state?**
Advanced Asset Management Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 119859.

**How much does Advanced Asset Management Advisors, Inc. manage?**
Advanced Asset Management Advisors, Inc. reports $651,272,660 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Advanced Asset Management Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Advanced Asset Management Advisors, Inc.: Regulatory assets under management: $750,609,756 in the October 2021 data and $651,272,660 in the October 2026 data, down 13%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Advanced Asset Management Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (268); high net worth individuals (29); charitable organizations (5).

**Which custodians does Advanced Asset Management Advisors, Inc. use?**
Advanced Asset Management Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and US Bank Trust as custodians holding 10% or more of its separately managed account assets.

**Does Advanced Asset Management Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119859

**What changed in Advanced Asset Management Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $740,003,663 to $651,272,660 (-12%). Changed its office addresses in Piqua, OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- US Bank Trust

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $651,272,660
- Discretionary: $651,045,531
- Non-discretionary: $227,129

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 268 | $42,704,772 |
| High net worth individuals | 29 | $84,897,495 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 2 | $508,081,543 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 5 | $13,149,656 |
| Corporations or other businesses not listed above | 5 | $2,439,194 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2003 (23 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, FL, GA, KS, LA, MD, MO, MS, NC, NJ, OH, PA, SC, TX, VA, WA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Panama City, FL
- Piqua, OH

### Websites listed on Form ADV (Item 1.I)
- aamafunds.com
- aamaweb.com
- marketing.aamaweb.com/adviser-resource-packet-download
- multimarketportfolios.com
- LinkedIn @advanced-asset-management-advisors-inc
- YouTube @advancedassetmanagementadv8100

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $750,609,756 | 8 | March 5, 2021 |
| October 2022 | $799,318,759 | 8 | March 22, 2022 |
| October 2023 | $684,745,447 | 8 | March 23, 2023 |
| October 2024 | $722,331,263 | 8 | March 25, 2024 |
| October 2025 | $740,003,663 | 8 | April 8, 2025 |
| October 2026 | $651,272,660 | 8 | March 30, 2026 |

Regulatory assets under management: $750,609,756 in the October 2021 data and $651,272,660 in the October 2026 data, down 13%.
Total employees: 8 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $740,003,663 to $651,272,660 (-12%).
- Changed its office addresses in Piqua, OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Advanced Asset Management Advisors, Inc. (CRD 119859): Form ADV filing data as of October 2026.