# Adler Financial

> Adler Financial is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 21, 2026.

- CRD: 310978
- Filed as: ADLER FINANCIAL
- Legal name: Adler Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Wisconsin
- Filing period: October 2026
- Form ADV filing dated: April 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/310978
- AdvisorCensus page: https://advisorcensus.com/firm/adler-financial-310978

## Quick answers

**How is Adler Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Adler Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Adler Financial registered with the SEC or a state?**
Adler Financial is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 310978.

**How much does Adler Financial manage?**
Adler Financial reports $7,130,948 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (75% discretionary).

**What types of clients does Adler Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22); high net worth individuals (11); investment companies (1).

**Does Adler Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310978

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $7,130,948
- Discretionary: $5,382,419
- Non-discretionary: $1,748,529

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $1,576,328 |
| High net worth individuals | 11 | $4,113,019 |
| Investment companies | 1 | $97 |
| Charitable organizations | 1 | $462,504 |
| Corporations or other businesses not listed above | 1 | $979,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2020 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- adler-financial.com
- Facebook @Adler-Financial-LLC-102714837862284
- LinkedIn @eric-adler-6a61b191

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Adler Financial (CRD 310978): Form ADV filing data as of October 2026.