{ "crd_number": 166749, "slug": "adkins-seale-capital-management-llc-shreveport-la-166749", "primary_business_name": "ADKINS SEALE CAPITAL MANAGEMENT LLC", "legal_name": "ADKINS SEALE CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Shreveport", "state": "LA", "country": "United States", "cbsa_code": "43340", "metro": { "cbsa_code": "43340", "common_name": "Shreveport", "msa_name": "Shreveport-Bossier City, LA", "path": "/advisors/la/shreveport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-04-05", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-02-22", "carried_forward": false, "raum_total": 448179388.0, "raum_discretionary": 390934828.0, "raum_non_discretionary": 57244560.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 56900860.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 20541178.0, "count": 52 }, "pension_profit_sharing": { "raum": 1873525.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 368863825.0, "count": 88 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AL", "LA", "TX" ], "websites": [ "https://ascm-llc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166749", "city_as_filed": "SHREVEPORT", "url": "https://advisorcensus.com/firm/adkins-seale-capital-management-llc-shreveport-la-166749", "display_name": "Adkins Seale Capital Management LLC", "summary": "Adkins Seale Capital Management LLC is an SEC-registered investment advisory firm in Shreveport, LA, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 22, 2026.", "citation": "AdvisorCensus. Adkins Seale Capital Management LLC (CRD 166749): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is Adkins Seale Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Adkins Seale Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Adkins Seale Capital Management LLC located?", "a": "Adkins Seale Capital Management LLC's principal office is in Shreveport, LA, according to its Form ADV." }, { "q": "Is Adkins Seale Capital Management LLC registered with the SEC or a state?", "a": "Adkins Seale Capital Management LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166749." }, { "q": "How much does Adkins Seale Capital Management LLC manage?", "a": "Adkins Seale Capital Management LLC reports $448,179,388 in regulatory assets under management in its Form ADV filing dated February 22, 2026 (87% discretionary)." }, { "q": "How have Adkins Seale Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Adkins Seale Capital Management LLC: Regulatory assets under management: $303,356,128 in the October 2021 data and $448,179,388 in the October 2026 data, up 48%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Adkins Seale Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (88); individuals (other than high net worth individuals) (52)." }, { "q": "Which custodians does Adkins Seale Capital Management LLC use?", "a": "Adkins Seale Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Adkins Seale Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166749" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 303356128.0, "total_employees": 4, "filing_date": "2021-09-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 334390591.0, "total_employees": 4, "filing_date": "2022-02-02" }, { "period": "2023-10-01", "regulatory_assets_under_management": 344954780.0, "total_employees": 4, "filing_date": "2023-07-26" }, { "period": "2024-10-01", "regulatory_assets_under_management": 384003203.0, "total_employees": 4, "filing_date": "2024-03-14" }, { "period": "2025-10-01", "regulatory_assets_under_management": 410826833.0, "total_employees": 4, "filing_date": "2025-03-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 448179388.0, "total_employees": 3, "filing_date": "2026-02-22" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/adkins-seale-capital-management-llc-shreveport-la-166749.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 52, "fewer_than_5": false, "raum": 20541178.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 88, "fewer_than_5": false, "raum": 368863825.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 1873525.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 56900860.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166749", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }