{ "crd_number": 143593, "slug": "adhesion-wealth-advisor-solutions-charlotte-nc-143593", "primary_business_name": "ADHESION WEALTH ADVISOR SOLUTIONS", "legal_name": "ATRIA INVESTMENTS, INC.", "dbas": [], "city": "Charlotte", "state": "NC", "country": "United States", "cbsa_code": "16740", "metro": { "cbsa_code": "16740", "common_name": "Charlotte", "msa_name": "Charlotte-Concord-Gastonia, NC-SC", "path": "/advisors/nc/charlotte" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-04-24", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-07-31", "carried_forward": false, "raum_total": 11048554773.0, "raum_discretionary": 11048554773.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 60, "advisory_employees": 15, "client_count_bucket": null, "clients_by_type": { "other_investment_advisers": { "raum": 11048554773.0, "count": 113 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VI", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://adhesionwealth.com", "https://exchange.adhesionwealth.com", "https://linkedin.com/COMPANY/ADHESION-WEALTH-ADVISOR-SOLUTIONS", "https://twitter.com/ADHESIONWEALTH", "https://youtube.com/channel/UCAhyXc7IPU4xcAIXsaOlTvA" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143593", "city_as_filed": "CHARLOTTE", "url": "https://advisorcensus.com/firm/adhesion-wealth-advisor-solutions-charlotte-nc-143593", "display_name": "Adhesion Wealth Advisor Solutions", "summary": "Adhesion Wealth Advisor Solutions is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2007, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.", "citation": "AdvisorCensus. Adhesion Wealth Advisor Solutions (CRD 143593): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Adhesion Wealth Advisor Solutions compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Adhesion Wealth Advisor Solutions reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Adhesion Wealth Advisor Solutions located?", "a": "Adhesion Wealth Advisor Solutions' principal office is in Charlotte, NC, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Adhesion Wealth Advisor Solutions registered with the SEC or a state?", "a": "Adhesion Wealth Advisor Solutions is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143593." }, { "q": "How much does Adhesion Wealth Advisor Solutions manage?", "a": "Adhesion Wealth Advisor Solutions reports $11,048,554,773 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (100% discretionary)." }, { "q": "How have Adhesion Wealth Advisor Solutions' assets and staff changed since 2021?", "a": "In the Form ADV data for Adhesion Wealth Advisor Solutions: Regulatory assets under management: $7,050,000,000 in the October 2021 data and $11,048,554,773 in the October 2026 data, up 57%. Total employees: 41 in October 2021 and 60 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Adhesion Wealth Advisor Solutions serve?", "a": "By number of clients on Form ADV Item 5.D: other investment advisers (113)." }, { "q": "Which custodians does Adhesion Wealth Advisor Solutions use?", "a": "Adhesion Wealth Advisor Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Adhesion Wealth Advisor Solutions report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143593" }, { "q": "Does Adhesion Wealth Advisor Solutions state an account minimum?", "a": "Its Form ADV Part 2A brochure dated July 31, 2026 says: \"We do not impose a minimum account size for our services. However, we may impose a minimum OPM Fee as described in Item 5.\"" }, { "q": "What changed in Adhesion Wealth Advisor Solutions' recent Form ADV filings?", "a": "In the April 2026 filing data: Added an office in Phoenix, AZ." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 7050000000.0, "total_employees": 41, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 9544246102.0, "total_employees": 32, "filing_date": "2022-04-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 8342573056.0, "total_employees": 45, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 10771561842.0, "total_employees": 50, "filing_date": "2024-09-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 10425682263.0, "total_employees": 60, "filing_date": "2025-04-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 11048554773.0, "total_employees": 60, "filing_date": "2026-07-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Added an office in Phoenix, AZ." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated July 31, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "We do not impose a minimum account size for our services. However, we may impose a minimum OPM Fee as described in Item 5." ] } ], "quotes": [ "We do not impose a minimum account size for our services. However, we may impose a minimum OPM Fee as described in Item 5." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity", "name_as_filed": "FIDELITY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/adhesion-wealth-advisor-solutions-charlotte-nc-143593.md", "clients": [ { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 113, "fewer_than_5": false, "raum": 11048554773.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143593", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }