# Addison Capital

> Addison Capital is an SEC-registered investment advisory firm in Conshohocken, PA, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 144853
- Filed as: ADDISON CAPITAL
- Legal name: Addison Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Conshohocken, PA
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144853
- AdvisorCensus page: https://advisorcensus.com/firm/addison-capital-conshohocken-pa-144853

## Quick answers

**How is Addison Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Addison Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Addison Capital charge?**
Its Form ADV Part 2A brochure dated August 14, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Addison Capital located?**
Addison Capital's principal office is in Conshohocken, PA, according to its Form ADV.

**Is Addison Capital registered with the SEC or a state?**
Addison Capital is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 144853.

**How much does Addison Capital manage?**
Addison Capital reports $1,124,039,201 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (73% discretionary).

**How have Addison Capital's assets and staff changed since 2021?**
In the Form ADV data for Addison Capital: Regulatory assets under management: $652,340,667 in the October 2021 data and $1,124,039,201 in the October 2026 data, up 72%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Addison Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (137); individuals (other than high net worth individuals) (112); charitable organizations (19).

**Which custodians does Addison Capital use?**
Addison Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Addison Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144853

**Does Addison Capital state an account minimum?**
Its Form ADV Part 2A brochure dated August 14, 2026 says: "Addison Capital typically requires accounts to be at least $500,000 or greater in size; however, exceptions can be made in certain circumstances at the Adviser’s discretion."

**What changed in Addison Capital's recent Form ADV filings?**
In the September 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 14, 2026)

- Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states)

> The maximum management fee is ordinarily 1.25% of a Client’s assets under management.

> Addison Capital is compensated for advisory management services by management fees equal to a percentage of assets under management and/or by fixed fees for consultations.

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Addison Capital typically requires accounts to be at least $500,000 or greater in size; however, exceptions can be made in certain circumstances at the Adviser’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,124,039,201
- Discretionary: $823,440,778
- Non-discretionary: $300,598,423

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 112 | $31,426,867 |
| High net worth individuals | 137 | $507,966,114 |
| Banking or thrift institutions | 2 | $300,598,423 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $55,141,714 |
| Charitable organizations | 19 | $57,695,076 |
| State or municipal government entities (including government pension plans) | 2 | $145,840,933 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 6 | $25,370,074 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NH, NJ, NY, PA, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- addisoncapital.com
- LinkedIn @229403

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $652,340,667 | 7 | April 27, 2021 |
| October 2022 | $815,245,175 | 5 | March 18, 2022 |
| October 2023 | $650,583,870 | 4 | March 15, 2023 |
| October 2024 | $746,977,083 | 4 | March 27, 2024 |
| October 2025 | $807,973,231 | 4 | March 25, 2025 |
| October 2026 | $1,124,039,201 | 4 | August 14, 2026 |

Regulatory assets under management: $652,340,667 in the October 2021 data and $1,124,039,201 in the October 2026 data, up 72%.
Total employees: 7 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).

### April 2026
- Its Item 11 disclosure answers changed.
- Regulatory assets under management went from $807,973,231 to $1,124,039,201 (+39%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Addison Capital (CRD 144853): Form ADV filing data as of October 2026.