# Adaptive Investments

> Adaptive Investments is an SEC-registered investment advisory firm in Alpharetta, GA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 281201
- Filed as: ADAPTIVE INVESTMENTS
- Legal name: Cavalier Investments, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Alpharetta, GA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/281201
- AdvisorCensus page: https://advisorcensus.com/firm/adaptive-investments-alpharetta-ga-281201

## Quick answers

**How is Adaptive Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Adaptive Investments reports these compensation arrangements: a percentage of assets under its management.

**Where is Adaptive Investments located?**
Adaptive Investments' principal office is in Alpharetta, GA, according to its Form ADV.

**Is Adaptive Investments registered with the SEC or a state?**
Adaptive Investments is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 281201.

**How much does Adaptive Investments manage?**
Adaptive Investments reports $421,361,387 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary).

**How have Adaptive Investments' assets and staff changed since 2021?**
In the Form ADV data for Adaptive Investments: Regulatory assets under management: $246,931,298 in the October 2021 data and $421,361,387 in the October 2026 data, up 71%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Adaptive Investments serve?**
By number of clients on Form ADV Item 5.D: investment companies (4); other (3).

**Does Adaptive Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281201

**What changed in Adaptive Investments' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $361,600,304 to $421,361,387 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $421,361,387
- Discretionary: $418,288,957
- Non-discretionary: $3,072,430

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 4 | $418,288,957 |
| Other | 3 | $3,072,430 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- adaptiveinv.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $246,931,298 | 7 | March 27, 2021 |
| October 2022 | $480,626,666 | 7 | September 9, 2022 |
| October 2023 | $321,103,739 | 7 | July 18, 2023 |
| October 2024 | $290,127,850 | 7 | June 3, 2024 |
| October 2025 | $361,600,304 | 7 | May 7, 2025 |
| October 2026 | $421,361,387 | 7 | March 30, 2026 |

Regulatory assets under management: $246,931,298 in the October 2021 data and $421,361,387 in the October 2026 data, up 71%.
Total employees: 7 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $361,600,304 to $421,361,387 (+17%).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Adaptive Investments (CRD 281201): Form ADV filing data as of October 2026.