# Adap Tax Financial, Inc.

> Adap Tax Financial, Inc. is a state-registered investment advisory firm in Pleasanton, CA, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 293211
- Filed as: ADAP TAX FINANCIAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pleasanton, CA
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/293211
- AdvisorCensus page: https://advisorcensus.com/firm/adap-tax-financial-inc-pleasanton-ca-293211

## Quick answers

**How is Adap Tax Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Adap Tax Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Adap Tax Financial, Inc. located?**
Adap Tax Financial, Inc.'s principal office is in Pleasanton, CA, according to its Form ADV.

**Is Adap Tax Financial, Inc. registered with the SEC or a state?**
Adap Tax Financial, Inc. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 293211.

**How much does Adap Tax Financial, Inc. manage?**
Adap Tax Financial, Inc. reports $38,355,768 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (92% discretionary).

**What types of clients does Adap Tax Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (37); high net worth individuals (7).

**Does Adap Tax Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/293211

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $38,355,768
- Discretionary: $35,242,016
- Non-discretionary: $3,113,752

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $23,688,682 |
| High net worth individuals | 7 | $12,635,941 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $899,975 |
| Charitable organizations | Fewer than 5 | $290,237 |
| Corporations or other businesses not listed above | Fewer than 5 | $840,933 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- adaptax.com
- yelp.com/biz/adap-tax-financial-inc-pleasanton
- LinkedIn @gcrofton

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Adap Tax Financial, Inc. (CRD 293211): Form ADV filing data as of October 2026.