# Adage Investment Advisors, L.L.C.

> Adage Investment Advisors, L.L.C. is a state-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.

- CRD: 169477
- Filed as: ADAGE INVESTMENT ADVISORS, L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Colorado
- Filing period: October 2026
- Form ADV filing dated: January 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/169477
- AdvisorCensus page: https://advisorcensus.com/firm/adage-investment-advisors-l-l-c-169477

## Quick answers

**How is Adage Investment Advisors, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Adage Investment Advisors, L.L.C. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Adage Investment Advisors, L.L.C. registered with the SEC or a state?**
Adage Investment Advisors, L.L.C. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 169477.

**How much does Adage Investment Advisors, L.L.C. manage?**
Adage Investment Advisors, L.L.C. reports $14,460,000 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary).

**What types of clients does Adage Investment Advisors, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (4); individuals (other than high net worth individuals) (2).

**Does Adage Investment Advisors, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169477

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $14,460,000
- Discretionary: $14,460,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $800,792 |
| High net worth individuals | 4 | $13,659,208 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Adage Investment Advisors, L.L.C. (CRD 169477): Form ADV filing data as of October 2026.