{ "crd_number": 156150, "slug": "activest-wealth-management-llc-aventura-fl-156150", "primary_business_name": "ACTIVEST WEALTH MANAGEMENT, LLC", "legal_name": "ACTIVEST WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Aventura", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-06-14", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-09-22", "carried_forward": false, "raum_total": 1460270243.0, "raum_discretionary": 1412953298.0, "raum_non_discretionary": 47316945.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 22, "advisory_employees": 12, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 54774003.0, "count": 229 }, "high_net_worth_individuals": { "raum": 1405496240.0, "count": 301 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "other", "periodicals_newsletters", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO", "DE", "FL", "MA", "NJ", "NY", "TX", "VA" ], "websites": [ "https://activestwm.com", "https://linkedin.com/company/activest-wealth-management-llc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156150", "city_as_filed": "AVENTURA", "url": "https://advisorcensus.com/firm/activest-wealth-management-llc-aventura-fl-156150", "display_name": "Activest Wealth Management, LLC", "summary": "Activest Wealth Management, LLC is an SEC-registered investment advisory firm in Aventura, FL, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.", "citation": "AdvisorCensus. Activest Wealth Management, LLC (CRD 156150): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Other" ], "quick_answers": [ { "q": "How is Activest Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Activest Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is Activest Wealth Management, LLC located?", "a": "Activest Wealth Management, LLC's principal office is in Aventura, FL, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Activest Wealth Management, LLC registered with the SEC or a state?", "a": "Activest Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 156150." }, { "q": "How much does Activest Wealth Management, LLC manage?", "a": "Activest Wealth Management, LLC reports $1,460,270,243 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (97% discretionary)." }, { "q": "How have Activest Wealth Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Activest Wealth Management, LLC: Regulatory assets under management: $360,480,806 in the October 2021 data and $1,460,270,243 in the October 2026 data, up 305%. Total employees: 9 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Activest Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (301); individuals (other than high net worth individuals) (229)." }, { "q": "Which custodians does Activest Wealth Management, LLC use?", "a": "Activest Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC, JPMorgan Chase & Co and Morgan Stanley as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Activest Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156150" }, { "q": "What changed in Activest Wealth Management, LLC's recent Form ADV filings?", "a": "In the March 2026 filing data: Employees performing advisory functions went from 9 to 12. Regulatory assets under management went from $1,016,538,348 to $1,460,270,243 (+44%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 360480806.0, "total_employees": 9, "filing_date": "2021-09-20" }, { "period": "2022-10-01", "regulatory_assets_under_management": 483309904.0, "total_employees": 11, "filing_date": "2022-03-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": 486014530.0, "total_employees": 11, "filing_date": "2023-10-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 956538980.0, "total_employees": 12, "filing_date": "2024-07-11" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1016538348.0, "total_employees": 16, "filing_date": "2025-03-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1460270243.0, "total_employees": 22, "filing_date": "2026-09-22" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 9 to 12.", "Regulatory assets under management went from $1,016,538,348 to $1,460,270,243 (+44%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "JPMorgan Chase & Co", "name_as_filed": "JPMORGAN CHASE & CO", "affiliated": false }, { "name": "Morgan Stanley", "name_as_filed": "MORGAN STANLEY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/activest-wealth-management-llc-aventura-fl-156150.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 229, "fewer_than_5": false, "raum": 54774003.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 301, "fewer_than_5": false, "raum": 1405496240.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156150", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }