# Active Wealth Advisors

> Active Wealth Advisors is an SEC-registered investment advisory firm in Woodcliff Lake, NJ, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 15, 2026.

- CRD: 336793
- Filed as: ACTIVE WEALTH ADVISORS
- Legal name: Active Wealth Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woodcliff Lake, NJ
- Filing period: October 2026
- Form ADV filing dated: July 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336793
- AdvisorCensus page: https://advisorcensus.com/firm/active-wealth-advisors-woodcliff-lake-nj-336793

## Quick answers

**How is Active Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Active Wealth Advisors reports these compensation arrangements: a percentage of assets under its management.

**How much does Active Wealth Advisors charge?**
Its Form ADV Part 2A brochure dated July 15, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Active Wealth Advisors located?**
Active Wealth Advisors' principal office is in Woodcliff Lake, NJ, according to its Form ADV.

**Is Active Wealth Advisors registered with the SEC or a state?**
Active Wealth Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336793.

**How much does Active Wealth Advisors manage?**
Active Wealth Advisors reports $75,406,765 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (40% discretionary).

**What types of clients does Active Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (13); individuals (other than high net worth individuals) (8).

**Which custodians does Active Wealth Advisors use?**
Active Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Active Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336793

**What changed in Active Wealth Advisors' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $52,579,000 to $75,406,765 (+43%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 15, 2026)

- Asset-based fee: 1% of assets a year

> The typical annual management fee charged by Active Wealth Advisors is 1% of total assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $75,406,765
- Discretionary: $30,410,052
- Non-discretionary: $44,996,713

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $4,503,489 |
| High net worth individuals | 13 | $64,526,820 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $6,376,456 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- activewealthadvisors.com

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $52,579,000 to $75,406,765 (+43%).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Active Wealth Advisors (CRD 336793): Form ADV filing data as of October 2026.