# ACT Securities, LLC

> ACT Securities, LLC is a state-registered investment advisory firm in Mercer Island, WA, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated September 25, 2026.

- CRD: 297652
- Filed as: ACT SECURITIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mercer Island, WA
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/297652
- AdvisorCensus page: https://advisorcensus.com/firm/act-securities-llc-mercer-island-wa-297652

## Quick answers

**How is ACT Securities, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ACT Securities, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ACT Securities, LLC located?**
ACT Securities, LLC's principal office is in Mercer Island, WA, according to its Form ADV.

**Is ACT Securities, LLC registered with the SEC or a state?**
ACT Securities, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 297652.

**Does ACT Securities, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/297652

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, GA, OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ACT Securities, LLC (CRD 297652): Form ADV filing data as of October 2026.