# Acker Finley Asset Management USA Inc.

> Acker Finley Asset Management USA Inc. is an SEC-registered investment advisory firm in Toronto, Canada, registered since 1999, with no regulatory assets under management reported in its Form ADV filing dated April 15, 2026.

- CRD: 110888
- Filed as: ACKER FINLEY ASSET MANAGEMENT USA INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toronto, Canada
- Filing period: October 2026
- Form ADV filing dated: April 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110888
- AdvisorCensus page: https://advisorcensus.com/firm/acker-finley-asset-management-usa-inc-toronto-110888

## Quick answers

**How is Acker Finley Asset Management USA Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Acker Finley Asset Management USA Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Acker Finley Asset Management USA Inc. located?**
Acker Finley Asset Management USA Inc.'s principal office is in Toronto, Canada, according to its Form ADV.

**Is Acker Finley Asset Management USA Inc. registered with the SEC or a state?**
Acker Finley Asset Management USA Inc. is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 110888.

**How have Acker Finley Asset Management USA Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Acker Finley Asset Management USA Inc.: Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Acker Finley Asset Management USA Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110888

**Does Acker Finley Asset Management USA Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 7, 2025 says: "We do not have any minimum account requirements."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 7, 2025)

- Account minimum: None

> We do not have any minimum account requirements.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 1999 (27 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 3 | April 26, 2021 |
| October 2022 | Not reported | 3 | April 18, 2022 |
| October 2023 | Not reported | 3 | March 20, 2023 |
| October 2024 | Not reported | 3 | March 15, 2024 |
| October 2025 | Not reported | 3 | April 7, 2025 |
| October 2026 | Not reported | 3 | April 15, 2026 |

Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Acker Finley Asset Management USA Inc. (CRD 110888): Form ADV filing data as of October 2026.