# Aces Advisors

> Aces Advisors is a state-registered investment advisory firm in New York, NY, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2025.

- CRD: 315407
- Filed as: ACES ADVISORS
- Legal name: Aces Advisors LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 18, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/315407
- AdvisorCensus page: https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407

## Quick answers

**How is Aces Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Aces Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Aces Advisors located?**
Aces Advisors' principal office is in New York, NY, according to its Form ADV.

**Is Aces Advisors registered with the SEC or a state?**
Aces Advisors is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 315407.

**How much does Aces Advisors manage?**
Aces Advisors reports $1,250,000 in regulatory assets under management in its Form ADV filing dated March 18, 2025 (0% discretionary).

**What types of clients does Aces Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19).

**Does Aces Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/315407

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,250,000
- Discretionary: $0
- Non-discretionary: $1,250,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $500,000 |
| High net worth individuals | Fewer than 5 | $750,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aces Advisors (CRD 315407): Form ADV filing data as of October 2026.