# Account Management, LLC

> Account Management, LLC is an SEC-registered investment advisory firm, registered since 1975, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 110303
- Filed as: ACCOUNT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110303
- AdvisorCensus page: https://advisorcensus.com/firm/account-management-llc-110303

## Quick answers

**How is Account Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Account Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Account Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 27, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Account Management, LLC registered with the SEC or a state?**
Account Management, LLC is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 110303.

**How much does Account Management, LLC manage?**
Account Management, LLC reports $106,244,499 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have Account Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Account Management, LLC: Regulatory assets under management: $94,648,050 in the October 2021 data and $106,244,499 in the October 2026 data, up 12%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Account Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17).

**Which custodians does Account Management, LLC use?**
Account Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists UBS Financial Services Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Account Management, LLC report any disciplinary disclosures?**
Reports 8 disclosure items on Form ADV Item 11: yes answers to 8 questions about regulatory matters (11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(3), 11.D(4), 11.D(5)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110303

**Does Account Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 27, 2026 says: "We require a minimum account of $1,000,000 for investment advisory services. Waivers or exceptions from the minimum may be granted at our discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Our investment advisory fees range up to 1% annually of a client’s assets under management and are negotiated with each client on a case‐by‐case basis.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> We require a minimum account of $1,000,000 for investment advisory services. Waivers or exceptions from the minimum may be granted at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- UBS Financial Services Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $106,244,499
- Discretionary: $106,244,499
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,626,997 |
| High net worth individuals | 17 | $78,772,691 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | Fewer than 5 | $19,806,623 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $6,038,188 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1975 (51 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, WA
- Disclosures (Item 11): Reports 8 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110303

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Hingham, MA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $94,648,050 | 2 | March 24, 2021 |
| October 2022 | $127,824,089 | 2 | March 27, 2022 |
| October 2023 | $92,337,990 | 2 | March 3, 2023 |
| October 2024 | $98,523,159 | 2 | August 22, 2024 |
| October 2025 | $99,541,034 | 2 | February 27, 2025 |
| October 2026 | $106,244,499 | 2 | February 27, 2026 |

Regulatory assets under management: $94,648,050 in the October 2021 data and $106,244,499 in the October 2026 data, up 12%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Account Management, LLC (CRD 110303): Form ADV filing data as of October 2026.