# Access Financial Resources Inc.

> Access Financial Resources Inc. is an SEC-registered investment advisory firm in Oklahoma City, OK, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 109495
- Filed as: ACCESS FINANCIAL RESOURCES INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oklahoma City, OK
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109495
- AdvisorCensus page: https://advisorcensus.com/firm/access-financial-resources-inc-oklahoma-city-ok-109495

## Quick answers

**How is Access Financial Resources Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Access Financial Resources Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Access Financial Resources Inc. located?**
Access Financial Resources Inc.'s principal office is in Oklahoma City, OK, according to its Form ADV.

**Is Access Financial Resources Inc. registered with the SEC or a state?**
Access Financial Resources Inc. is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109495.

**How much does Access Financial Resources Inc. manage?**
Access Financial Resources Inc. reports $410,602,883 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (95% discretionary).

**How have Access Financial Resources Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Access Financial Resources Inc.: Regulatory assets under management: $260,316,933 in the October 2021 data and $410,602,883 in the October 2026 data, up 58%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Access Financial Resources Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (383); pension and profit sharing plans (but not the plan participants or government pension plans) (160); high net worth individuals (89).

**Which custodians does Access Financial Resources Inc. use?**
Access Financial Resources Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Access Financial Resources Inc. report any disciplinary disclosures?**
Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109495

**What changed in Access Financial Resources Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $354,996,372 to $410,602,883 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $410,602,883
- Discretionary: $388,814,015
- Non-discretionary: $21,788,868

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 383 | $95,971,493 |
| High net worth individuals | 89 | $123,793,335 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 160 | $187,882,053 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 12 | $2,956,002 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2000 (25 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, KS, LA, NV, OK, TX
- Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109495

### Websites listed on Form ADV (Item 1.I)
- afradvice.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $260,316,933 | 7 | July 9, 2021 |
| October 2022 | $289,353,931 | 9 | September 21, 2022 |
| October 2023 | $306,397,359 | 9 | March 22, 2023 |
| October 2024 | $307,984,853 | 9 | March 20, 2024 |
| October 2025 | $354,996,372 | 9 | March 25, 2025 |
| October 2026 | $410,602,883 | 9 | April 30, 2026 |

Regulatory assets under management: $260,316,933 in the October 2021 data and $410,602,883 in the October 2026 data, up 58%.
Total employees: 7 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $354,996,372 to $410,602,883 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Access Financial Resources Inc. (CRD 109495): Form ADV filing data as of October 2026.