# Access Financial Group, Inc.

> Access Financial Group, Inc. is an SEC-registered investment advisory firm in Chicago, IL, registered since 1994, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 33065
- Filed as: ACCESS FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/33065
- AdvisorCensus page: https://advisorcensus.com/firm/access-financial-group-inc-chicago-il-33065

## Quick answers

**How is Access Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Access Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Access Financial Group, Inc. located?**
Access Financial Group, Inc.'s principal office is in Chicago, IL, according to its Form ADV.

**Is Access Financial Group, Inc. registered with the SEC or a state?**
Access Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 33065.

**How much does Access Financial Group, Inc. manage?**
Access Financial Group, Inc. reports $302,333,577 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (99% discretionary).

**How have Access Financial Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Access Financial Group, Inc.: Regulatory assets under management: $312,347,990 in the October 2021 data and $302,333,577 in the October 2026 data, down 3%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Access Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (306); individuals (other than high net worth individuals) (8).

**Which custodians does Access Financial Group, Inc. use?**
Access Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Access Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/33065

**Does Access Financial Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "AFG has no minimum account size or management fee requirements."

**What changed in Access Financial Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $272,305,506 to $302,333,577 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: None

> AFG has no minimum account size or management fee requirements.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $302,333,577
- Discretionary: $300,094,279
- Non-discretionary: $2,239,298

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $13,984,448 |
| Corporations or other businesses not listed above | 306 | $288,349,129 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1994 (31 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CT, FL, IA, IL, IN, MA, MD, ME, MI, MO, NC, NH, PA, RI, UT, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- afinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $312,347,990 | 6 | March 25, 2021 |
| October 2022 | $313,448,990 | 6 | March 3, 2022 |
| October 2023 | $257,004,535 | 6 | July 12, 2023 |
| October 2024 | $269,010,834 | 6 | March 7, 2024 |
| October 2025 | $272,305,506 | 6 | February 11, 2025 |
| October 2026 | $302,333,577 | 6 | March 18, 2026 |

Regulatory assets under management: $312,347,990 in the October 2021 data and $302,333,577 in the October 2026 data, down 3%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $272,305,506 to $302,333,577 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Access Financial Group, Inc. (CRD 33065): Form ADV filing data as of October 2026.