{ "crd_number": 149452, "slug": "acap-asset-management-inc-studio-city-ca-149452", "primary_business_name": "ACAP ASSET MANAGEMENT, INC.", "legal_name": "ACAP ASSET MANAGEMENT, INC.", "dbas": [], "city": "Studio City", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-02-21", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-20", "carried_forward": false, "raum_total": 254979033.0, "raum_discretionary": 222855315.0, "raum_non_discretionary": 32123718.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 5, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 29334388.0, "count": 69 }, "pension_profit_sharing": { "raum": 37248460.0, "count": 14 }, "high_net_worth_individuals": { "raum": 188396185.0, "count": 81 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "TX" ], "websites": [ "https://acapam.com", "https://facebook.com/ACapAdvisorsAccountants", "https://instagram.com/acapadvisorsaccountants?hl=en", "https://linkedin.com/COMPANY/872073", "https://tiktok.com/@acapam", "https://twitter.com/ACAPAM?LANG=EN", "https://twitter.com/MATT_CRISAFULLI", "https://youtube.com/c/Acapam/featured" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149452", "city_as_filed": "STUDIO CITY", "url": "https://advisorcensus.com/firm/acap-asset-management-inc-studio-city-ca-149452", "display_name": "Acap Asset Management, Inc.", "summary": "Acap Asset Management, Inc. is an SEC-registered investment advisory firm in Studio City, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.", "citation": "AdvisorCensus. Acap Asset Management, Inc. (CRD 149452): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Acap Asset Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Acap Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Acap Asset Management, Inc. located?", "a": "Acap Asset Management, Inc.'s principal office is in Studio City, CA, according to its Form ADV." }, { "q": "Is Acap Asset Management, Inc. registered with the SEC or a state?", "a": "Acap Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 149452." }, { "q": "How much does Acap Asset Management, Inc. manage?", "a": "Acap Asset Management, Inc. reports $254,979,033 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (87% discretionary)." }, { "q": "How have Acap Asset Management, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Acap Asset Management, Inc.: Regulatory assets under management: $136,918,119 in the October 2021 data and $254,979,033 in the October 2026 data, up 86%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Acap Asset Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (69); pension and profit sharing plans (but not the plan participants or government pension plans) (14)." }, { "q": "Which custodians does Acap Asset Management, Inc. use?", "a": "Acap Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Vanguard Marketing Corporation as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Acap Asset Management, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149452" }, { "q": "What changed in Acap Asset Management, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $218,036,541 to $254,979,033 (+17%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 136918119.0, "total_employees": 5, "filing_date": "2021-03-19" }, { "period": "2022-10-01", "regulatory_assets_under_management": 158829043.0, "total_employees": 5, "filing_date": "2022-03-02" }, { "period": "2023-10-01", "regulatory_assets_under_management": 167847017.0, "total_employees": 5, "filing_date": "2023-03-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 206377379.0, "total_employees": 5, "filing_date": "2024-07-19" }, { "period": "2025-10-01", "regulatory_assets_under_management": 218036541.0, "total_employees": 5, "filing_date": "2025-02-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 254979033.0, "total_employees": 5, "filing_date": "2026-03-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $218,036,541 to $254,979,033 (+17%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Vanguard Marketing Corporation", "name_as_filed": "VANGUARD MARKETING CORPORATION", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/acap-asset-management-inc-studio-city-ca-149452.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 69, "fewer_than_5": false, "raum": 29334388.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 81, "fewer_than_5": false, "raum": 188396185.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 14, "fewer_than_5": false, "raum": 37248460.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149452", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }