# Abraham & Co., Inc. > Abraham & Co., Inc. is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 25, 2026. - CRD: 299085 - Filed as: ABRAHAM & CO., INC. - Also doing business as: CLEARPATH FINANCIAL & INSURANCE SOLUTIONS LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Filing period: October 2026 - Form ADV filing dated: February 25, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299085 - AdvisorCensus page: https://advisorcensus.com/firm/abraham-and-co-inc-299085 ## Quick answers **How is Abraham & Co., Inc. compensated?** On its Form ADV (Item 5.E, October 2026), Abraham & Co., Inc. reports these compensation arrangements: a percentage of assets under its management; other. **Is Abraham & Co., Inc. registered with the SEC or a state?** Abraham & Co., Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 299085. **How much does Abraham & Co., Inc. manage?** Abraham & Co., Inc. reports $117,000,000 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary). **What types of clients does Abraham & Co., Inc. serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (320); high net worth individuals (35). **Which custodians does Abraham & Co., Inc. use?** Abraham & Co., Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Abraham & Co., Inc. report any disciplinary disclosures?** Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299085 **Does Abraham & Co., Inc. state an account minimum?** Its Form ADV Part 2A brochure dated February 25, 2026 says: "Changes in Account Valuation: If an account falls below the minimum "Account Value" of $50,000, as listed above, for any reason (market fluctuations, client withdrawals, management fees and expenses, etc.) the account will continue to be billed the same percentage and levels of account management fees" **What changed in Abraham & Co., Inc.'s recent Form ADV filings?** In the February 2026 filing data: Newly registered with the SEC. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Other ### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026) - Account minimum: $50,000 > Changes in Account Valuation: If an account falls below the minimum "Account Value" of $50,000, as listed above, for any reason (market fluctuations, client withdrawals, management fees and expenses, etc.) the account will continue to be billed the same percentage and levels of account management fees As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $117,000,000 - Discretionary: $116,850,000 - Non-discretionary: $150,000 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 320 | $82,000,000 | | High net worth individuals | 35 | $35,000,000 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Other ### Firm details - Registered since: 2026 (0 years) - Employees: 5 total, 5 performing advisory functions - Wrap fee program participation: Yes - States registered or notice-filed: AZ, CA, FL, ID, IL, IN, MO, NV, OR, TN, TX, UT, WA - Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299085 ### Other offices (Schedule D, Section 1.F), as of the March 2026 filing - Corona, CA - Lynnwood, WA - Spokane, WA ### Websites listed on Form ADV (Item 1.I) - abrahamco.com - Facebook @abecoinc ## Changes in the filing (last 12 months) ### February 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Abraham & Co., Inc. (CRD 299085): Form ADV filing data as of October 2026.