# Able Financial Group, LLC

> Able Financial Group, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 323646
- Filed as: ABLE FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323646
- AdvisorCensus page: https://advisorcensus.com/firm/able-financial-group-llc-scottsdale-az-323646

## Quick answers

**How is Able Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Able Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Able Financial Group, LLC located?**
Able Financial Group, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Able Financial Group, LLC registered with the SEC or a state?**
Able Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 323646.

**How much does Able Financial Group, LLC manage?**
Able Financial Group, LLC reports $732,941,557 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (99% discretionary).

**How have Able Financial Group, LLC's assets and staff changed since 2023?**
In the Form ADV data for Able Financial Group, LLC: Regulatory assets under management: $360,427,406 in the October 2023 data and $732,941,557 in the October 2026 data, up 103%. Total employees: 12 in October 2023 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Able Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (329); high net worth individuals (284); charitable organizations (6).

**Which custodians does Able Financial Group, LLC use?**
Able Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Able Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323646

**What changed in Able Financial Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $570,987,107 to $732,941,557 (+28%). Employees performing advisory functions went from 8 to 9.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $732,941,557
- Discretionary: $725,779,920
- Non-discretionary: $7,161,637

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 329 | $105,113,377 |
| High net worth individuals | 284 | $601,813,078 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,118,562 |
| Charitable organizations | 6 | $12,411,550 |
| Corporations or other businesses not listed above | 5 | $11,484,990 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (3 years)
- Employees: 14 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, DC, FL, GA, IL, LA, MA, MD, NY, TX, UT, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ablefinancialgroup.com
- Facebook @ABLE-Financial-Group
- LinkedIn @81954901
- X @ABLEFinancialgr

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $360,427,406 | 12 | May 9, 2023 |
| October 2024 | $467,401,584 | 12 | August 14, 2024 |
| October 2025 | $570,987,107 | 13 | March 27, 2025 |
| October 2026 | $732,941,557 | 14 | March 19, 2026 |

Regulatory assets under management: $360,427,406 in the October 2023 data and $732,941,557 in the October 2026 data, up 103%.
Total employees: 12 in October 2023 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $570,987,107 to $732,941,557 (+28%).
- Employees performing advisory functions went from 8 to 9.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Able Financial Group, LLC (CRD 323646): Form ADV filing data as of October 2026.