# Abernathy Group II LLC

> Abernathy Group II LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 152401
- Filed as: ABERNATHY GROUP II LLC
- Also doing business as: 401K PLAN ADMINISTRATORS, PHYSICAN FAMILY OFFICE
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152401
- AdvisorCensus page: https://advisorcensus.com/firm/abernathy-group-ii-llc-new-york-ny-152401

## Quick answers

**How is Abernathy Group II LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Abernathy Group II LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Abernathy Group II LLC located?**
Abernathy Group II LLC's principal office is in New York, NY, according to its Form ADV.

**Is Abernathy Group II LLC registered with the SEC or a state?**
Abernathy Group II LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152401.

**How much does Abernathy Group II LLC manage?**
Abernathy Group II LLC reports $80,196,208 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (97% discretionary).

**How have Abernathy Group II LLC's assets and staff changed since 2021?**
In the Form ADV data for Abernathy Group II LLC: Regulatory assets under management: $64,205,153 in the October 2021 data and $80,196,208 in the October 2026 data, up 25%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Abernathy Group II LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (19); individuals (other than high net worth individuals) (14); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Abernathy Group II LLC use?**
Abernathy Group II LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Abernathy Group II LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152401

**What changed in Abernathy Group II LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $67,095,670 to $80,196,208 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $80,196,208
- Discretionary: $77,736,260
- Non-discretionary: $2,459,948

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $3,114,382 |
| High net worth individuals | 19 | $72,729,394 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $4,352,432 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2010 (16 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, NJ, NY, OR, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- abernathydaley401k.com
- abernathygroupfamilyoffice.com
- physicanfamilyoffice.org

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $64,205,153 | 3 | August 16, 2021 |
| October 2022 | $73,351,636 | 3 | September 15, 2022 |
| October 2023 | $71,122,334 | 3 | June 14, 2023 |
| October 2024 | $66,569,702 | 4 | July 17, 2024 |
| October 2025 | $67,095,670 | 4 | July 10, 2025 |
| October 2026 | $80,196,208 | 4 | March 4, 2026 |

Regulatory assets under management: $64,205,153 in the October 2021 data and $80,196,208 in the October 2026 data, up 25%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $67,095,670 to $80,196,208 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Abernathy Group II LLC (CRD 152401): Form ADV filing data as of October 2026.