# Abbott Capital Management LLC

> Abbott Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1986, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 106332
- Filed as: ABBOTT CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106332
- AdvisorCensus page: https://advisorcensus.com/firm/abbott-capital-management-llc-new-york-ny-106332

## Quick answers

**How is Abbott Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Abbott Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Abbott Capital Management LLC located?**
Abbott Capital Management LLC's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Abbott Capital Management LLC registered with the SEC or a state?**
Abbott Capital Management LLC is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 106332.

**How much does Abbott Capital Management LLC manage?**
Abbott Capital Management LLC reports $15,556,946,727 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (95% discretionary).

**How have Abbott Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Abbott Capital Management LLC: Regulatory assets under management: $11,495,506,635 in the October 2021 data and $15,556,946,727 in the October 2026 data, up 35%. Total employees: 53 in October 2021 and 60 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Abbott Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (56); state or municipal government entities (including government pension plans) (5).

**Which custodians does Abbott Capital Management LLC use?**
Abbott Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank and Trust Company, National Association and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Abbott Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106332

**What changed in Abbott Capital Management LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- State Street Bank and Trust Company, National Association
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $15,556,946,727
- Discretionary: $14,729,177,849
- Non-discretionary: $827,768,878

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 56 | $7,916,328,265 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $189,816,360 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 5 | $7,450,801,831 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | Fewer than 5 | $271 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1986 (40 years)
- Employees: 60 total, 20 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- London

### Websites listed on Form ADV (Item 1.I)
- [abbottcapital.com](https://abbottcapital.com)
- LinkedIn @abbott-capital-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $11,495,506,635 | 53 | July 22, 2021 |
| October 2022 | $14,021,618,762 | 49 | July 26, 2022 |
| October 2023 | $13,426,204,604 | 61 | July 26, 2023 |
| October 2024 | $14,516,648,717 | 62 | July 19, 2024 |
| October 2025 | $14,993,174,975 | 62 | July 29, 2025 |
| October 2026 | $15,556,946,727 | 60 | July 16, 2026 |

Regulatory assets under management: $11,495,506,635 in the October 2021 data and $15,556,946,727 in the October 2026 data, up 35%.
Total employees: 53 in October 2021 and 60 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Abbott Capital Management LLC (CRD 106332): Form ADV filing data as of October 2026.