{
  "crd_number": 174407,
  "slug": "abbington-investment-group-llc-south-portland-me-174407",
  "primary_business_name": "ABBINGTON INVESTMENT GROUP, LLC",
  "legal_name": "ABBINGTON INVESTMENT GROUP, LLC",
  "dbas": [],
  "city": "South Portland",
  "state": "ME",
  "country": "United States",
  "cbsa_code": "38860",
  "metro": {
    "cbsa_code": "38860",
    "common_name": "Portland",
    "msa_name": "Portland-South Portland, ME",
    "path": "/advisors/me/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-02-21",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-10",
  "carried_forward": false,
  "raum_total": 202099933.0,
  "raum_discretionary": 200983055.0,
  "raum_non_discretionary": 1116878.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 202099933.0,
      "count": 50
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "DC",
    "MD",
    "ME",
    "TX"
  ],
  "websites": [
    "https://abbingtongroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174407",
  "city_as_filed": "SOUTH PORTLAND",
  "url": "https://advisorcensus.com/firm/abbington-investment-group-llc-south-portland-me-174407",
  "display_name": "Abbington Investment Group, LLC",
  "summary": "Abbington Investment Group, LLC is an SEC-registered investment advisory firm in South Portland, ME, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.",
  "citation": "AdvisorCensus. Abbington Investment Group, LLC (CRD 174407): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Abbington Investment Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Abbington Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Abbington Investment Group, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 0.6% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Abbington Investment Group, LLC located?",
      "a": "Abbington Investment Group, LLC's principal office is in South Portland, ME, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Abbington Investment Group, LLC registered with the SEC or a state?",
      "a": "Abbington Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 174407."
    },
    {
      "q": "How much does Abbington Investment Group, LLC manage?",
      "a": "Abbington Investment Group, LLC reports $202,099,933 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (99% discretionary)."
    },
    {
      "q": "How have Abbington Investment Group, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Abbington Investment Group, LLC: Regulatory assets under management: $108,622,911 in the October 2024 data and $202,099,933 in the October 2026 data, up 86%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Abbington Investment Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (50)."
    },
    {
      "q": "Which custodians does Abbington Investment Group, LLC use?",
      "a": "Abbington Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Abbington Investment Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174407"
    },
    {
      "q": "Does Abbington Investment Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 says: \"Abbington requires each client to place at least $3,000,000 with the firm. This minimum may be waived at the discretion of Abbington.\""
    },
    {
      "q": "What changed in Abbington Investment Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $122,907,831 to $202,099,933 (+64%). Added an office in Westport, CT. No longer lists an office in South Portland, ME. No longer lists an office in Washington, DC."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 108622911.0,
      "total_employees": 3,
      "filing_date": "2024-09-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 122907831.0,
      "total_employees": 3,
      "filing_date": "2025-07-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 202099933.0,
      "total_employees": 3,
      "filing_date": "2026-03-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $122,907,831 to $202,099,933 (+64%).",
        "Added an office in Westport, CT.",
        "No longer lists an office in South Portland, ME.",
        "No longer lists an office in Washington, DC."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in FL, VA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 10, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.6% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "$3,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.6% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Generally, fees vary from 0.60% to 1.50% per annum of the market value of a client’s assets managed by Abbington."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Abbington requires each client to place at least $3,000,000 with the firm. This minimum may be waived at the discretion of Abbington."
        ]
      }
    ],
    "quotes": [
      "Generally, fees vary from 0.60% to 1.50% per annum of the market value of a client’s assets managed by Abbington.",
      "Abbington requires each client to place at least $3,000,000 with the firm. This minimum may be waived at the discretion of Abbington."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/abbington-investment-group-llc-south-portland-me-174407.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 50,
      "fewer_than_5": false,
      "raum": 202099933.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174407",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}