# A5 Financial LLC

> A5 Financial LLC is a state-registered investment advisory firm in Bothell, WA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 334313
- Filed as: A5 FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bothell, WA
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334313
- AdvisorCensus page: https://advisorcensus.com/firm/a5-financial-llc-bothell-wa-334313

## Quick answers

**How is A5 Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), A5 Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is A5 Financial LLC located?**
A5 Financial LLC's principal office is in Bothell, WA, according to its Form ADV.

**Is A5 Financial LLC registered with the SEC or a state?**
A5 Financial LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334313.

**How much does A5 Financial LLC manage?**
A5 Financial LLC reports $14,851,674 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**What types of clients does A5 Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (6).

**Does A5 Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334313

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,851,674
- Discretionary: $14,851,674
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $2,575,809 |
| High net worth individuals | 6 | $12,275,865 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- a5financial.com
- Facebook @A5Financial
- Instagram @a5_advisor_john
- Instagram @a5_financial
- LinkedIn @a5financial
- TikTok @a5_advisor_john
- TikTok @a5_financial
- X @A5_Advisor_John
- X @a5_financial
- YouTube @A5_Advisor_John
- YouTube @a5_financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A5 Financial LLC (CRD 334313): Form ADV filing data as of October 2026.