# A3 Capital Advisors

> A3 Capital Advisors is an SEC-registered investment advisory firm in Houston, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 338956
- Filed as: A3 CAPITAL ADVISORS
- Legal name: A3 Capital Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338956
- AdvisorCensus page: https://advisorcensus.com/firm/a3-capital-advisors-houston-tx-338956

## Quick answers

**How is A3 Capital Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), A3 Capital Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is A3 Capital Advisors located?**
A3 Capital Advisors' principal office is in Houston, TX, according to its Form ADV.

**Is A3 Capital Advisors registered with the SEC or a state?**
A3 Capital Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338956.

**How much does A3 Capital Advisors manage?**
A3 Capital Advisors reports $236,845,287 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (95% discretionary).

**What types of clients does A3 Capital Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (24); corporations or other businesses not listed above (2).

**Which custodians does A3 Capital Advisors use?**
A3 Capital Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does A3 Capital Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338956

**Does A3 Capital Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated June 23, 2026 says: "There is an account minimum of $1,000,000, which may be waived by A3CA in its discretion."

**What changed in A3 Capital Advisors' recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 2 to 1.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 23, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $1,000,000, which may be waived by A3CA in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $236,845,287
- Discretionary: $225,295,290
- Non-discretionary: $11,549,997

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 24 | $224,842,010 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $12,003,277 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2025 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- a3capitaladvisors.com

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 2 to 1.

### March 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $0 to $227,130,000.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A3 Capital Advisors (CRD 338956): Form ADV filing data as of October 2026.