# A.W. Jones

> A.W. Jones is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 15, 2026.

- CRD: 161260
- Filed as: A.W. JONES
- Legal name: A.W. Jones Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161260
- AdvisorCensus page: https://advisorcensus.com/firm/a-w-jones-new-york-ny-161260

## Quick answers

**How is A.W. Jones compensated?**
On its Form ADV (Item 5.E, October 2026), A.W. Jones reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is A.W. Jones located?**
A.W. Jones' principal office is in New York, NY, according to its Form ADV.

**Is A.W. Jones registered with the SEC or a state?**
A.W. Jones is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161260.

**How much does A.W. Jones manage?**
A.W. Jones reports $667,048,737 in regulatory assets under management in its Form ADV filing dated May 15, 2026 (90% discretionary).

**How have A.W. Jones' assets and staff changed since 2021?**
In the Form ADV data for A.W. Jones: Regulatory assets under management: $557,342,387 in the October 2021 data and $667,048,737 in the October 2026 data, up 20%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does A.W. Jones serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6); other investment advisers (1).

**Does A.W. Jones report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161260

**What changed in A.W. Jones' recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $547,048,737 to $667,048,737 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $667,048,737
- Discretionary: $598,726,501
- Non-discretionary: $68,322,236

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $650,369,458 |
| Other investment advisers | 1 | $16,679,279 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- awjones.com
- LinkedIn @A.W.JONES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $557,342,387 | 6 | March 25, 2021 |
| October 2022 | $619,351,579 | 6 | March 30, 2022 |
| October 2023 | $493,424,945 | 6 | March 24, 2023 |
| October 2024 | $502,911,671 | 5 | March 21, 2024 |
| October 2025 | $487,755,548 | 3 | March 28, 2025 |
| October 2026 | $667,048,737 | 6 | May 15, 2026 |

Regulatory assets under management: $557,342,387 in the October 2021 data and $667,048,737 in the October 2026 data, up 20%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $547,048,737 to $667,048,737 (+22%).

### April 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $487,755,548 to $547,048,737 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A.W. Jones (CRD 161260): Form ADV filing data as of October 2026.