# A.T. Lloyd'S, Inc

> A.T. Lloyd'S, Inc is a state-registered investment advisory firm in Seattle, WA, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 148225
- Filed as: A.T. LLOYD'S, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/148225
- AdvisorCensus page: https://advisorcensus.com/firm/a-t-lloyd-s-inc-seattle-wa-148225

## Quick answers

**How is A.T. Lloyd'S, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), A.T. Lloyd'S, Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is A.T. Lloyd'S, Inc located?**
A.T. Lloyd'S, Inc's principal office is in Seattle, WA, according to its Form ADV.

**Is A.T. Lloyd'S, Inc registered with the SEC or a state?**
A.T. Lloyd'S, Inc is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 148225.

**How much does A.T. Lloyd'S, Inc manage?**
A.T. Lloyd'S, Inc reports $126,868,848 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have A.T. Lloyd'S, Inc's assets and staff changed since 2025?**
In the Form ADV data for A.T. Lloyd'S, Inc: Regulatory assets under management: $118,629,577 in the October 2025 data and $126,868,848 in the October 2026 data, up 7%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does A.T. Lloyd'S, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (390); high net worth individuals (28); charitable organizations (2).

**Does A.T. Lloyd'S, Inc report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148225

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $126,868,848
- Discretionary: $126,868,848
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 390 | $65,970,041 |
| High net worth individuals | 28 | $60,897,961 |
| Charitable organizations | 2 | $846 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (17 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, CA, OR, WA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148225

### Websites listed on Form ADV (Item 1.I)
- atlloydinc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $118,629,577 | 2 | May 23, 2025 |
| October 2026 | $126,868,848 | 2 | March 30, 2026 |

Regulatory assets under management: $118,629,577 in the October 2025 data and $126,868,848 in the October 2026 data, up 7%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A.T. Lloyd'S, Inc (CRD 148225): Form ADV filing data as of October 2026.