# A.M. Perricone LLC

> A.M. Perricone LLC is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 336599
- Filed as: A.M. PERRICONE LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/336599
- AdvisorCensus page: https://advisorcensus.com/firm/a-m-perricone-llc-336599

## Quick answers

**How is A.M. Perricone LLC compensated?**
On its Form ADV (Item 5.E, October 2026), A.M. Perricone LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is A.M. Perricone LLC registered with the SEC or a state?**
A.M. Perricone LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336599.

**How much does A.M. Perricone LLC manage?**
A.M. Perricone LLC reports $3,960,769 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does A.M. Perricone LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (1).

**Does A.M. Perricone LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336599

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,960,769
- Discretionary: $3,960,769
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $2,216,155 |
| High net worth individuals | 1 | $1,744,614 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- amperriconewealth.com
- LinkedIn @alex-m-perricone-cfp®-7197b1158

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A.M. Perricone LLC (CRD 336599): Form ADV filing data as of October 2026.