# A J Feldman Financial, LLC

> A J Feldman Financial, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 154773
- Filed as: A J FELDMAN FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154773
- AdvisorCensus page: https://advisorcensus.com/firm/a-j-feldman-financial-llc-154773

## Quick answers

**How is A J Feldman Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), A J Feldman Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does A J Feldman Financial, LLC charge?**
Its Form ADV Part 2A brochure dated February 17, 2026 states: Hourly rate: $300 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is A J Feldman Financial, LLC registered with the SEC or a state?**
A J Feldman Financial, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 154773.

**How much does A J Feldman Financial, LLC manage?**
A J Feldman Financial, LLC reports $135,922,400 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**How have A J Feldman Financial, LLC's assets and staff changed since 2025?**
In the Form ADV data for A J Feldman Financial, LLC: Regulatory assets under management: $112,575,000 in the October 2025 data and $135,922,400 in the October 2026 data, up 21%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does A J Feldman Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (109); high net worth individuals (31).

**Which custodians does A J Feldman Financial, LLC use?**
A J Feldman Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does A J Feldman Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154773

**What changed in A J Feldman Financial, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $112,575,000 to $135,922,400 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Hourly rate: $300 an hour (Financial Planning Services)

> Fees charged for Financial Planning Services are negotiable and are charged on an hourly basis. AJFF’s current hourly rate is $300.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $135,922,400
- Discretionary: $135,922,400
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 109 | $62,172,400 |
| High net worth individuals | 31 | $73,100,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $650,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, IN, MA, MI, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ajfeldmanfinancial.com
- Facebook @AJFELDMANFINANCIAL
- LinkedIn @aj-feldman-financial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $112,575,000 | 1 | March 3, 2025 |
| October 2026 | $135,922,400 | 1 | February 17, 2026 |

Regulatory assets under management: $112,575,000 in the October 2025 data and $135,922,400 in the October 2026 data, up 21%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $112,575,000 to $135,922,400 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A J Feldman Financial, LLC (CRD 154773): Form ADV filing data as of October 2026.