# A. J. Brooker Financial Associates

> A. J. Brooker Financial Associates is a state-registered investment advisory firm in Columbia, SC, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 157211
- Filed as: A. J. BROOKER FINANCIAL ASSOCIATES
- Legal name: A.J. Brooker Financial Associates, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Columbia, SC
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/157211
- AdvisorCensus page: https://advisorcensus.com/firm/a-j-brooker-financial-associates-columbia-sc-157211

## Quick answers

**How is A. J. Brooker Financial Associates compensated?**
On its Form ADV (Item 5.E, October 2026), A. J. Brooker Financial Associates reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is A. J. Brooker Financial Associates located?**
A. J. Brooker Financial Associates' principal office is in Columbia, SC, according to its Form ADV.

**Is A. J. Brooker Financial Associates registered with the SEC or a state?**
A. J. Brooker Financial Associates is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 157211.

**How much does A. J. Brooker Financial Associates manage?**
A. J. Brooker Financial Associates reports $27,822,590 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).

**What types of clients does A. J. Brooker Financial Associates serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (44); high net worth individuals (11).

**Does A. J. Brooker Financial Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157211

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $27,822,590
- Discretionary: $0
- Non-discretionary: $27,822,590

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $9,748,470 |
| High net worth individuals | 11 | $18,074,120 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ajbrooker.com](https://ajbrooker.com)
- Facebook @AJ-BROOKER-FINANCIAL-ASSOCIATES

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A. J. Brooker Financial Associates (CRD 157211): Form ADV filing data as of October 2026.