# A.G.P. Asset Management LLC > A.G.P. Asset Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026. - CRD: 339720 - Filed as: A.G.P. ASSET MANAGEMENT LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: New York, NY - Filing period: October 2026 - Form ADV filing dated: February 19, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339720 - AdvisorCensus page: https://advisorcensus.com/firm/a-g-p-asset-management-llc-new-york-ny-339720 ## Quick answers **How is A.G.P. Asset Management LLC compensated?** On its Form ADV (Item 5.E, October 2026), A.G.P. Asset Management LLC reports these compensation arrangements: a percentage of assets under its management. **What does A.G.P. Asset Management LLC's brochure say about its fees?** Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is A.G.P. Asset Management LLC located?** A.G.P. Asset Management LLC's principal office is in New York, NY, according to its Form ADV. **Is A.G.P. Asset Management LLC registered with the SEC or a state?** A.G.P. Asset Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339720. **How much does A.G.P. Asset Management LLC manage?** A.G.P. Asset Management LLC reports $144,457,810 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary). **What types of clients does A.G.P. Asset Management LLC serve?** By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2). **Does A.G.P. Asset Management LLC report any disciplinary disclosures?** Reports 7 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters (11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(5), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339720 **What changed in A.G.P. Asset Management LLC's recent Form ADV filings?** In the May 2026 filing data: Newly registered with the SEC. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026) - Asset-based fee: up to 2% of assets a year (the maximum the brochure states) > In connection with our advisory services, the Firm receives a management fee of up to 2.0% of capital contributions or gross offering proceeds attributable to each Fund or series, as more fully described in the applicable offering and governing documents. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Regulatory assets under management (Item 5.F) - Total: $144,457,810 - Discretionary: $144,457,810 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Pooled investment vehicles (other than investment companies and business development companies) | 2 | $144,457,810 | ### Advisory services (Item 5.G) - Portfolio management for pooled investment vehicles (other than investment companies) ### Firm details - Registered since: 2026 (0 years) - Employees: 2 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: NY - Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes? - 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity? - 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical? - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity? - 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339720 ### Websites listed on Form ADV (Item 1.I) - allianceg.com ## Changes in the filing (last 12 months) ### May 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A.G.P. Asset Management LLC (CRD 339720): Form ADV filing data as of October 2026.