# A.G. Morgan Financial Advisors, LLC

> A.G. Morgan Financial Advisors, LLC is an SEC-registered investment advisory firm in Massapequa, NY, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2024.

- CRD: 173292
- Filed as: A.G. MORGAN FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Massapequa, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2024
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173292
- AdvisorCensus page: https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292

## Quick answers

**How is A.G. Morgan Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), A.G. Morgan Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is A.G. Morgan Financial Advisors, LLC located?**
A.G. Morgan Financial Advisors, LLC's principal office is in Massapequa, NY, according to its Form ADV.

**Is A.G. Morgan Financial Advisors, LLC registered with the SEC or a state?**
A.G. Morgan Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 173292.

**How much does A.G. Morgan Financial Advisors, LLC manage?**
A.G. Morgan Financial Advisors, LLC reports $174,564,291 in regulatory assets under management in its Form ADV filing dated March 26, 2024 (0% discretionary).

**How have A.G. Morgan Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for A.G. Morgan Financial Advisors, LLC: Regulatory assets under management: $147,582,996 in the October 2021 data and $174,564,291 in the October 2026 data, up 18%. Total employees: 10 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does A.G. Morgan Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (313); high net worth individuals (74).

**Does A.G. Morgan Financial Advisors, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(4) (SEC or CFTC order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173292

**What changed in A.G. Morgan Financial Advisors, LLC's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in CA, CT, FL, NC, NH, NJ, NY, PA, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $174,564,291
- Discretionary: $0
- Non-discretionary: $174,564,291

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 313 | $43,932,257 |
| High net worth individuals | 74 | $130,632,034 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173292

### Websites listed on Form ADV (Item 1.I)
- agmorgan.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $147,582,996 | 10 | March 29, 2021 |
| October 2022 | $217,255,794 | 10 | August 2, 2022 |
| October 2023 | $217,255,794 | 9 | March 31, 2023 |
| October 2024 | $174,564,291 | 3 | March 26, 2024 |
| October 2025 | $174,564,291 | 3 | March 26, 2024 |
| October 2026 | $174,564,291 | 3 | March 26, 2024 |

Regulatory assets under management: $147,582,996 in the October 2021 data and $174,564,291 in the October 2026 data, up 18%.
Total employees: 10 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in CA, CT, FL, NC, NH, NJ, NY, PA, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A.G. Morgan Financial Advisors, LLC (CRD 173292): Form ADV filing data as of October 2026.