{
  "crd_number": 173292,
  "slug": "a-g-morgan-financial-advisors-llc-massapequa-ny-173292",
  "primary_business_name": "A.G. MORGAN FINANCIAL ADVISORS, LLC",
  "legal_name": "A.G. MORGAN FINANCIAL ADVISORS, LLC",
  "dbas": [],
  "city": "Massapequa",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-01-05",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2024-03-26",
  "carried_forward": false,
  "raum_total": 174564291.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 174564291.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 43932257.0,
      "count": 313
    },
    "high_net_worth_individuals": {
      "raum": 130632034.0,
      "count": 74
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CO"
  ],
  "websites": [
    "https://agmorgan.net"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173292",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "MASSAPEQUA",
  "url": "https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292",
  "display_name": "A.G. Morgan Financial Advisors, LLC",
  "summary": "A.G. Morgan Financial Advisors, LLC is an SEC-registered investment advisory firm in Massapequa, NY, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2024.",
  "citation": "AdvisorCensus. A.G. Morgan Financial Advisors, LLC (CRD 173292): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is A.G. Morgan Financial Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), A.G. Morgan Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is A.G. Morgan Financial Advisors, LLC located?",
      "a": "A.G. Morgan Financial Advisors, LLC's principal office is in Massapequa, NY, according to its Form ADV."
    },
    {
      "q": "Is A.G. Morgan Financial Advisors, LLC registered with the SEC or a state?",
      "a": "A.G. Morgan Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 173292."
    },
    {
      "q": "How much does A.G. Morgan Financial Advisors, LLC manage?",
      "a": "A.G. Morgan Financial Advisors, LLC reports $174,564,291 in regulatory assets under management in its Form ADV filing dated March 26, 2024 (0% discretionary)."
    },
    {
      "q": "How have A.G. Morgan Financial Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for A.G. Morgan Financial Advisors, LLC: Regulatory assets under management: $147,582,996 in the October 2021 data and $174,564,291 in the October 2026 data, up 18%. Total employees: 10 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does A.G. Morgan Financial Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (313); high net worth individuals (74)."
    },
    {
      "q": "Does A.G. Morgan Financial Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(4) (SEC or CFTC order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173292"
    },
    {
      "q": "What changed in A.G. Morgan Financial Advisors, LLC's recent Form ADV filings?",
      "a": "In the January 2026 filing data: No longer registered or notice-filed in CA, CT, FL, NC, NH, NJ, NY, PA, TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 147582996.0,
      "total_employees": 10,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 217255794.0,
      "total_employees": 10,
      "filing_date": "2022-08-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 217255794.0,
      "total_employees": 9,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 174564291.0,
      "total_employees": 3,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 174564291.0,
      "total_employees": 3,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 174564291.0,
      "total_employees": 3,
      "filing_date": "2024-03-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in CA, CT, FL, NC, NH, NJ, NY, PA, TX."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 313,
      "fewer_than_5": false,
      "raum": 43932257.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 74,
      "fewer_than_5": false,
      "raum": 130632034.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173292",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}