# A & I Wealth Management

> A & I Wealth Management is an SEC-registered investment advisory firm in Lone Tree, CO, registered since 2009, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 148357
- Filed as: A & I WEALTH MANAGEMENT
- Legal name: A & I Financial Services, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lone Tree, CO
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148357
- AdvisorCensus page: https://advisorcensus.com/firm/a-and-i-wealth-management-lone-tree-co-148357

## Quick answers

**How is A & I Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), A & I Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does A & I Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Subscription: $2,500 a quarter (on-going consultation services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is A & I Wealth Management located?**
A & I Wealth Management's principal office is in Lone Tree, CO, according to its Form ADV.

**Is A & I Wealth Management registered with the SEC or a state?**
A & I Wealth Management is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 148357.

**How much does A & I Wealth Management manage?**
A & I Wealth Management reports $559,998,114 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (90% discretionary).

**How have A & I Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for A & I Wealth Management: Regulatory assets under management: $421,897,882 in the October 2021 data and $559,998,114 in the October 2026 data, up 33%. Total employees: 10 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does A & I Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (353); high net worth individuals (165).

**Which custodians does A & I Wealth Management use?**
A & I Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does A & I Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148357

**What changed in A & I Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $463,877,312 to $559,998,114 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Subscription: $2,500 a quarter (on-going consultation services)

> Fees for on-going consultation services are charged at the end of each quarter at a rate of up to $2,500 per quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $559,998,114
- Discretionary: $506,347,455
- Non-discretionary: $53,650,659

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 353 | $160,334,427 |
| High net worth individuals | 165 | $395,849,021 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,591,649 |
| Charitable organizations | Fewer than 5 | $1,223,017 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, NE, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- assetsandincome.com
- Facebook @AandIWealthManagement
- LinkedIn @a&i-financial-services
- YouTube @UCakfq8mzV3Z0aLaB7JX_RQA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $421,897,882 | 10 | September 9, 2021 |
| October 2022 | $455,902,748 | 10 | July 20, 2022 |
| October 2023 | $367,538,360 | 10 | July 11, 2023 |
| October 2024 | $412,095,862 | 13 | September 13, 2024 |
| October 2025 | $463,877,312 | 9 | February 22, 2025 |
| October 2026 | $559,998,114 | 9 | April 8, 2026 |

Regulatory assets under management: $421,897,882 in the October 2021 data and $559,998,114 in the October 2026 data, up 33%.
Total employees: 10 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $463,877,312 to $559,998,114 (+21%).

### February 2026
- Registered or notice-filed in WA.

### January 2026
- No longer registered or notice-filed in MI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. A & I Wealth Management (CRD 148357): Form ADV filing data as of October 2026.