# 9M Investments, LLC

> 9M Investments, LLC is a state-registered investment advisory firm, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 24, 2026.

- CRD: 289320
- Filed as: 9M INVESTMENTS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: January 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/289320
- AdvisorCensus page: https://advisorcensus.com/firm/9m-investments-llc-289320

## Quick answers

**How is 9M Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 9M Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is 9M Investments, LLC registered with the SEC or a state?**
9M Investments, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 289320.

**How much does 9M Investments, LLC manage?**
9M Investments, LLC reports $11,138,973 in regulatory assets under management in its Form ADV filing dated January 24, 2026 (90% discretionary).

**What types of clients does 9M Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); high net worth individuals (8); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does 9M Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289320

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $11,138,973
- Discretionary: $10,064,638
- Non-discretionary: $1,074,335

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $2,435,058 |
| High net worth individuals | 8 | $8,309,133 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $394,782 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 9minvestmentsllc.com
- reddit.com/user/9minvestments
- Facebook facebook.com
- Instagram @9m_investments
- LinkedIn @25032012
- Pinterest @0f0zav91g1mem6ixpa4148p9s5c4fr
- Threads @9m_investments
- YouTube @9minvestments

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 9M Investments, LLC (CRD 289320): Form ADV filing data as of October 2026.