{
  "crd_number": 289320,
  "slug": "9m-investments-llc-289320",
  "primary_business_name": "9M INVESTMENTS, LLC",
  "legal_name": "9M INVESTMENTS, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-08-23",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-01-24",
  "carried_forward": false,
  "raum_total": 11138973.0,
  "raum_discretionary": 10064638.0,
  "raum_non_discretionary": 1074335.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2435058.0,
      "count": 11
    },
    "pension_profit_sharing": {
      "raum": 394782.0,
      "count": 4
    },
    "high_net_worth_individuals": {
      "raum": 8309133.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://9minvestmentsllc.com",
    "https://facebook.com/profile.php?id=100092590960519",
    "https://instagram.com/9m_investments",
    "https://linkedin.com/COMPANY/25032012",
    "https://pinterest.com/0f0zav91g1mem6ixpa4148p9s5c4fr?actingBusinessId=1112248576630898149",
    "https://reddit.com/user/9minvestments",
    "https://threads.net/@9m_investments",
    "https://youtube.com/@9minvestments"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289320",
  "listing_state": "TX",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/9m-investments-llc-289320",
  "display_name": "9M Investments, LLC",
  "summary": "9M Investments, LLC is a state-registered investment advisory firm, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 24, 2026.",
  "citation": "AdvisorCensus. 9M Investments, LLC (CRD 289320): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is 9M Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), 9M Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Is 9M Investments, LLC registered with the SEC or a state?",
      "a": "9M Investments, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 289320."
    },
    {
      "q": "How much does 9M Investments, LLC manage?",
      "a": "9M Investments, LLC reports $11,138,973 in regulatory assets under management in its Form ADV filing dated January 24, 2026 (90% discretionary)."
    },
    {
      "q": "What types of clients does 9M Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); high net worth individuals (8); pension and profit sharing plans (but not the plan participants or government pension plans) (4)."
    },
    {
      "q": "Does 9M Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289320"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/9m-investments-llc-289320.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 2435058.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 8,
      "fewer_than_5": false,
      "raum": 8309133.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 394782.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289320",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}