# 9D Capital LLC

> 9D Capital LLC is a state-registered investment advisory firm in New York, NY, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 308524
- Filed as: 9D CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/308524
- AdvisorCensus page: https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524

## Quick answers

**How is 9D Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 9D Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 9D Capital LLC located?**
9D Capital LLC's principal office is in New York, NY, according to its Form ADV.

**Is 9D Capital LLC registered with the SEC or a state?**
9D Capital LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 308524.

**How much does 9D Capital LLC manage?**
9D Capital LLC reports $10,617,492 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).

**What types of clients does 9D Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5); high net worth individuals (1).

**Does 9D Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/308524

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $10,617,492
- Discretionary: $10,617,492
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $701,524 |
| High net worth individuals | 1 | $9,915,968 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [9d.capital](https://9d.capital)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 9D Capital LLC (CRD 308524): Form ADV filing data as of October 2026.