# 93 Financial Group, LLC

> 93 Financial Group, LLC is an SEC-registered investment advisory firm in Woburn, MA, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 144235
- Filed as: 93 FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woburn, MA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144235
- AdvisorCensus page: https://advisorcensus.com/firm/93-financial-group-llc-woburn-ma-144235

## Quick answers

**How is 93 Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 93 Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does 93 Financial Group, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is 93 Financial Group, LLC located?**
93 Financial Group, LLC's principal office is in Woburn, MA, according to its Form ADV.

**Is 93 Financial Group, LLC registered with the SEC or a state?**
93 Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 144235.

**How much does 93 Financial Group, LLC manage?**
93 Financial Group, LLC reports $899,661,209 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have 93 Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for 93 Financial Group, LLC: Regulatory assets under management: $531,543,590 in the October 2021 data and $899,661,209 in the October 2026 data, up 69%. Total employees: 9 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 93 Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (873); high net worth individuals (302).

**Which custodians does 93 Financial Group, LLC use?**
93 Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does 93 Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144235

**What changed in 93 Financial Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $780,342,669 to $899,661,209 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Asset-based fee: 1% of assets a year

> The annual fee for investment management services is 1.00% percent of the market value of the assets being managed by the Firm.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $899,661,209
- Discretionary: $899,661,209
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 873 | $380,745,685 |
| High net worth individuals | 302 | $518,915,524 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MA, ME, NC, NH, PA, RI, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 93fg.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $531,543,590 | 9 | February 8, 2021 |
| October 2022 | $629,444,458 | 8 | March 27, 2022 |
| October 2023 | $563,695,961 | 8 | September 27, 2023 |
| October 2024 | $638,884,083 | 8 | March 28, 2024 |
| October 2025 | $780,342,669 | 8 | March 14, 2025 |
| October 2026 | $899,661,209 | 8 | March 23, 2026 |

Regulatory assets under management: $531,543,590 in the October 2021 data and $899,661,209 in the October 2026 data, up 69%.
Total employees: 9 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $780,342,669 to $899,661,209 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 93 Financial Group, LLC (CRD 144235): Form ADV filing data as of October 2026.