# 7th ST. Financial

> 7th ST. Financial is a state-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 289765
- Filed as: 7TH ST. FINANCIAL
- Legal name: 7th ST. Financial Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Minnesota
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/289765
- AdvisorCensus page: https://advisorcensus.com/firm/7th-st-financial-289765

## Quick answers

**How is 7th ST. Financial compensated?**
On its Form ADV (Item 5.E, October 2026), 7th ST. Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is 7th ST. Financial registered with the SEC or a state?**
7th ST. Financial is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 289765.

**How much does 7th ST. Financial manage?**
7th ST. Financial reports $13,132,989 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**What types of clients does 7th ST. Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (7).

**Does 7th ST. Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289765

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $13,132,989
- Discretionary: $13,132,989
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $5,704,708 |
| High net worth individuals | 7 | $7,428,281 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 7thstfinancial.com
- Facebook @7thstreetfinancial
- LinkedIn @7th-street-financial
- X @7thstfinancial
- YouTube @UCo0N3GpE9sdPGrcT-LBklGg

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 7th ST. Financial (CRD 289765): Form ADV filing data as of October 2026.