# 626 Financial, LLC > 626 Financial, LLC is an SEC-registered investment advisory firm in Portage, MI, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 18, 2026. - CRD: 306474 - Filed as: 626 FINANCIAL, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Portage, MI - Filing period: October 2026 - Form ADV filing dated: August 18, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306474 - AdvisorCensus page: https://advisorcensus.com/firm/626-financial-llc-portage-mi-306474 ## Quick answers **How is 626 Financial, LLC compensated?** On its Form ADV (Item 5.E, October 2026), 626 Financial, LLC reports these compensation arrangements: a percentage of assets under its management. **How much does 626 Financial, LLC charge?** Its Form ADV Part 2A brochure dated February 12, 2026 states: Asset-based fee: 0.6% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is 626 Financial, LLC located?** 626 Financial, LLC's principal office is in Portage, MI, according to its Form ADV. **Is 626 Financial, LLC registered with the SEC or a state?** 626 Financial, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 306474. **How much does 626 Financial, LLC manage?** 626 Financial, LLC reports $379,600,318 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (99% discretionary). **How have 626 Financial, LLC's assets and staff changed since 2021?** In the Form ADV data for 626 Financial, LLC: Regulatory assets under management: $115,030,000 in the October 2021 data and $379,600,318 in the October 2026 data, up 230%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does 626 Financial, LLC serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (329); high net worth individuals (122). **Which custodians does 626 Financial, LLC use?** 626 Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets. **Does 626 Financial, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306474 **Does 626 Financial, LLC state an account minimum?** Its Form ADV Part 2A brochure dated February 12, 2026 says: "626 Financial generally does not impose a minimum relationship size." **What changed in 626 Financial, LLC's recent Form ADV filings?** In the September 2026 filing data: Registered or notice-filed in NC. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated February 12, 2026) - Asset-based fee: 0.6% to 1.25% a year (a range, as the brochure states it) > Wealth management fees range from 0.60% to 1.25% annually based on several factors, including the level of assets to be managed, the complexity of the services provided, and the overall relationship with the Advisor. - Account minimum: None > 626 Financial generally does not impose a minimum relationship size. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - LPL Financial LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $379,600,318 - Discretionary: $376,538,034 - Non-discretionary: $3,062,284 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 329 | $98,875,553 | | High net worth individuals | 122 | $277,466,650 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,062,284 | | Charitable organizations | Fewer than 5 | $180,250 | | Corporations or other businesses not listed above | Fewer than 5 | $15,581 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services ### Firm details - Registered since: 2021 (5 years) - Employees: 5 total, 5 performing advisory functions - Wrap fee program participation: Yes - States registered or notice-filed: AZ, CA, FL, IL, LA, MI, NC, NH, OR, SC, TX, WI - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - [626financial.com](https://626financial.com) ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $115,030,000 | 5 | May 21, 2021 | | October 2022 | $291,768,000 | 6 | April 5, 2022 | | October 2023 | $260,977,856 | 5 | March 21, 2023 | | October 2024 | $287,205,847 | 5 | March 27, 2024 | | October 2025 | $326,426,686 | 5 | June 26, 2025 | | October 2026 | $379,600,318 | 5 | August 18, 2026 | Regulatory assets under management: $115,030,000 in the October 2021 data and $379,600,318 in the October 2026 data, up 230%. Total employees: 5 in October 2021 and 5 in October 2026. ## Changes in the filing (last 12 months) ### September 2026 - Registered or notice-filed in NC. ### March 2026 - Regulatory assets under management went from $326,426,686 to $379,600,318 (+16%). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 626 Financial, LLC (CRD 306474): Form ADV filing data as of October 2026.