# 5T Wealth, LLC

> 5T Wealth, LLC is an SEC-registered investment advisory firm in Napa, CA, registered since 2003, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 112552
- Filed as: 5T WEALTH, LLC
- Also doing business as: 5T WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Napa, CA
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112552
- AdvisorCensus page: https://advisorcensus.com/firm/5t-wealth-llc-napa-ca-112552

## Quick answers

**How is 5T Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 5T Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is 5T Wealth, LLC located?**
5T Wealth, LLC's principal office is in Napa, CA, according to its Form ADV.

**Is 5T Wealth, LLC registered with the SEC or a state?**
5T Wealth, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 112552.

**How much does 5T Wealth, LLC manage?**
5T Wealth, LLC reports $331,362,448 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).

**How have 5T Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for 5T Wealth, LLC: Regulatory assets under management: $213,493,048 in the October 2021 data and $331,362,448 in the October 2026 data, up 55%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 5T Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (206); high net worth individuals (64); pension and profit sharing plans (but not the plan participants or government pension plans) (18).

**Which custodians does 5T Wealth, LLC use?**
5T Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does 5T Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112552

**Does 5T Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 5, 2026 says: "5T generally requires discretionary advisory clients to maintain a minimum account size of $250,000, although this minimum may be waived in certain circumstances at the sole discretion of our principals."

**What changed in 5T Wealth, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $283,078,609 to $331,362,448 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated August 5, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> 5T generally requires discretionary advisory clients to maintain a minimum account size of $250,000, although this minimum may be waived in certain circumstances at the sole discretion of our principals.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $331,362,448
- Discretionary: $330,760,897
- Non-discretionary: $601,551

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 206 | $62,418,386 |
| High net worth individuals | 64 | $231,716,856 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 18 | $7,412,874 |
| Charitable organizations | 4 | $27,334,242 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 5 | $2,480,090 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2003 (23 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 5twealth.com
- LinkedIn @5T-WEALTH-MANAGEMENT-LLC
- X twitter.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $213,493,048 | 6 | March 23, 2021 |
| October 2022 | $218,059,013 | 6 | January 19, 2022 |
| October 2023 | $194,767,072 | 6 | March 22, 2023 |
| October 2024 | $216,101,758 | 3 | September 3, 2024 |
| October 2025 | $283,078,609 | 3 | July 29, 2025 |
| October 2026 | $331,362,448 | 4 | August 5, 2026 |

Regulatory assets under management: $213,493,048 in the October 2021 data and $331,362,448 in the October 2026 data, up 55%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $283,078,609 to $331,362,448 (+17%).

### January 2026
- No longer registered or notice-filed in NV, OR.

### December 2025
- Employees performing advisory functions went from 2 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 5T Wealth, LLC (CRD 112552): Form ADV filing data as of October 2026.