# 5C Capital Management, LLC

> 5C Capital Management, LLC is an SEC-registered investment advisory firm in Woodcliff Lake, NJ, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 284213
- Filed as: 5C CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woodcliff Lake, NJ
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284213
- AdvisorCensus page: https://advisorcensus.com/firm/5c-capital-management-llc-woodcliff-lake-nj-284213

## Quick answers

**How is 5C Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 5C Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is 5C Capital Management, LLC located?**
5C Capital Management, LLC's principal office is in Woodcliff Lake, NJ, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is 5C Capital Management, LLC registered with the SEC or a state?**
5C Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 284213.

**How much does 5C Capital Management, LLC manage?**
5C Capital Management, LLC reports $648,131,696 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (96% discretionary).

**How have 5C Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for 5C Capital Management, LLC: Regulatory assets under management: $354,025,210 in the October 2021 data and $648,131,696 in the October 2026 data, up 83%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 5C Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (345); high net worth individuals (166); pension and profit sharing plans (but not the plan participants or government pension plans) (17).

**Which custodians does 5C Capital Management, LLC use?**
5C Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does 5C Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284213

**What changed in 5C Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $537,448,475 to $648,131,696 (+21%). Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $648,131,696
- Discretionary: $618,998,952
- Non-discretionary: $29,132,744

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 345 | $122,813,510 |
| High net worth individuals | 166 | $505,300,932 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $15,770,412 |
| Charitable organizations | 7 | $329,210 |
| Corporations or other businesses not listed above | 17 | $3,917,632 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2017 (9 years)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, LA, MA, NC, NH, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Westport, CT
- White Plains, NY

### Websites listed on Form ADV (Item 1.I)
- 5cwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $354,025,210 | 6 | March 29, 2021 |
| October 2022 | $439,886,227 | 7 | July 6, 2022 |
| October 2023 | $399,006,736 | 7 | March 27, 2023 |
| October 2024 | $474,816,488 | 7 | March 26, 2024 |
| October 2025 | $537,448,475 | 7 | April 14, 2025 |
| October 2026 | $648,131,696 | 7 | March 17, 2026 |

Regulatory assets under management: $354,025,210 in the October 2021 data and $648,131,696 in the October 2026 data, up 83%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $537,448,475 to $648,131,696 (+21%).
- Registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 5C Capital Management, LLC (CRD 284213): Form ADV filing data as of October 2026.