# 5 Stone Financial Group, LLC

> 5 Stone Financial Group, LLC is a state-registered investment advisory firm in Champlin, MN, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 315004
- Filed as: 5 STONE FINANCIAL GROUP, LLC
- Legal name: 5 Stone Investments LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Champlin, MN
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/315004
- AdvisorCensus page: https://advisorcensus.com/firm/5-stone-financial-group-llc-champlin-mn-315004

## Quick answers

**How is 5 Stone Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 5 Stone Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 5 Stone Financial Group, LLC located?**
5 Stone Financial Group, LLC's principal office is in Champlin, MN, according to its Form ADV.

**Is 5 Stone Financial Group, LLC registered with the SEC or a state?**
5 Stone Financial Group, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 315004.

**How much does 5 Stone Financial Group, LLC manage?**
5 Stone Financial Group, LLC reports $34,231,823 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (89% discretionary).

**What types of clients does 5 Stone Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (80); high net worth individuals (11).

**Does 5 Stone Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/315004

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $34,231,823
- Discretionary: $30,465,667
- Non-discretionary: $3,766,156

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 80 | $20,046,733 |
| High net worth individuals | 11 | $14,185,090 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (4 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 5stonefinancial.com
- Facebook @5STONEFINANCIAL
- TikTok @5STONEFINANCIAL
- YouTube @55STONEFINANCIALGROUP

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 5 Stone Financial Group, LLC (CRD 315004): Form ADV filing data as of October 2026.