{
  "crd_number": 129727,
  "slug": "4wealth-advisors-inc-burr-ridge-il-129727",
  "primary_business_name": "4WEALTH ADVISORS, INC.",
  "legal_name": "4WEALTH ADVISORS, INC.",
  "dbas": [],
  "city": "Burr Ridge",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-06-11",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-04-09",
  "carried_forward": false,
  "raum_total": 275278482.0,
  "raum_discretionary": 132702193.0,
  "raum_non_discretionary": 142576289.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 111843691.0,
      "count": 448
    },
    "pension_profit_sharing": {
      "raum": 66577612.0,
      "count": 59
    },
    "high_net_worth_individuals": {
      "raum": 96857179.0,
      "count": 60
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "IL",
    "IN",
    "LA",
    "NE",
    "TN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://4wealthfg.com",
    "https://facebook.com/4WEALTHFG",
    "https://linkedin.com/COMPANY/4WEALTH-FINANCIAL-GROUP-LLC",
    "https://twitter.com/4WEALTHFG"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129727",
  "disclosure_items": [
    {
      "item": "11.E(1)",
      "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "BURR RIDGE",
  "url": "https://advisorcensus.com/firm/4wealth-advisors-inc-burr-ridge-il-129727",
  "display_name": "4WEALTH Advisors, Inc.",
  "summary": "4WEALTH Advisors, Inc. is an SEC-registered investment advisory firm in Burr Ridge, IL, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 9, 2026.",
  "citation": "AdvisorCensus. 4WEALTH Advisors, Inc. (CRD 129727): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is 4WEALTH Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), 4WEALTH Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is 4WEALTH Advisors, Inc. located?",
      "a": "4WEALTH Advisors, Inc.'s principal office is in Burr Ridge, IL, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is 4WEALTH Advisors, Inc. registered with the SEC or a state?",
      "a": "4WEALTH Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 129727."
    },
    {
      "q": "How much does 4WEALTH Advisors, Inc. manage?",
      "a": "4WEALTH Advisors, Inc. reports $275,278,482 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (48% discretionary)."
    },
    {
      "q": "How have 4WEALTH Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for 4WEALTH Advisors, Inc.: Regulatory assets under management: $166,029,311 in the October 2021 data and $275,278,482 in the October 2026 data, up 66%. Total employees: 8 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does 4WEALTH Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (448); high net worth individuals (60); pension and profit sharing plans (but not the plan participants or government pension plans) (59)."
    },
    {
      "q": "Which custodians does 4WEALTH Advisors, Inc. use?",
      "a": "4WEALTH Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Mid Atlantic Clearing as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does 4WEALTH Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129727"
    },
    {
      "q": "Does 4WEALTH Advisors, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Generally, we require a minimum account size of $25,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.\""
    },
    {
      "q": "What changed in 4WEALTH Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $246,912,650 to $275,278,482 (+11%). Registered or notice-filed in CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 166029311.0,
      "total_employees": 8,
      "filing_date": "2021-03-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 190256659.0,
      "total_employees": 10,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 173452916.0,
      "total_employees": 11,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 212543453.0,
      "total_employees": 12,
      "filing_date": "2024-05-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 246912650.0,
      "total_employees": 13,
      "filing_date": "2025-03-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 275278482.0,
      "total_employees": 13,
      "filing_date": "2026-04-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 10.",
        "Regulatory assets under management went from $246,912,650 to $275,278,482 (+11%).",
        "Registered or notice-filed in CA."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.E(1), 11.E(2), 11.E(4))."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Generally, we require a minimum account size of $25,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
        ]
      }
    ],
    "quotes": [
      "Generally, we require a minimum account size of $25,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Mid Atlantic Clearing",
      "name_as_filed": "MID ATLANTIC CLEARING",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/4wealth-advisors-inc-burr-ridge-il-129727.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 448,
      "fewer_than_5": false,
      "raum": 111843691.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 60,
      "fewer_than_5": false,
      "raum": 96857179.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 59,
      "fewer_than_5": false,
      "raum": 66577612.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129727",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}