# 4D Advisors, LLC

> 4D Advisors, LLC is an SEC-registered investment advisory firm in Redondo Beach, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 315045
- Filed as: 4D ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Redondo Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315045
- AdvisorCensus page: https://advisorcensus.com/firm/4d-advisors-llc-redondo-beach-ca-315045

## Quick answers

**How is 4D Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 4D Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does 4D Advisors, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is 4D Advisors, LLC located?**
4D Advisors, LLC's principal office is in Redondo Beach, CA, according to its Form ADV.

**Is 4D Advisors, LLC registered with the SEC or a state?**
4D Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 315045.

**How much does 4D Advisors, LLC manage?**
4D Advisors, LLC reports $315,605,039 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have 4D Advisors, LLC's assets and staff changed since 2025?**
In the Form ADV data for 4D Advisors, LLC: Regulatory assets under management: $262,240,421 in the October 2025 data and $315,605,039 in the October 2026 data, up 20%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 4D Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does 4D Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315045

**What changed in 4D Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $262,240,421 to $315,605,039 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 1.5% of assets a year

> 4D Advisors generally charges Fund investors an annual management fee of 1.5%. The management fee is payable quarterly in advance on the first day of each quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $315,605,039
- Discretionary: $315,605,039
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $315,605,039 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 4dadvisorsllc.com
- LinkedIn @kurtgraeber

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $262,240,421 | 3 | February 28, 2025 |
| October 2026 | $315,605,039 | 3 | March 31, 2026 |

Regulatory assets under management: $262,240,421 in the October 2025 data and $315,605,039 in the October 2026 data, up 20%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $262,240,421 to $315,605,039 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 4D Advisors, LLC (CRD 315045): Form ADV filing data as of October 2026.